RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•• D••
- C•••••• S••••••••• M••••••••• I••• independent RIA currentsince Jul 15, 2019 · Reston, Va
- L•• F•••••••• L•• BD affiliatedOct 1, 2018 to Apr 9, 2019 · Round Hill, Va
- C•••••• S••••••••• M••••••••• I••• independent RIADec 2, 2005 to Aug 2, 2018 · Glen Allen, Va
- L•• F•••••••• L•• to C•••••• S••••••••• M••••••••• I•••left Apr 9, 2019, registered Jul 15, 2019 (97 days) · RIA to RIA
- C•••••• S••••••••• M••••••••• I••• to L•• F•••••••• L••left Aug 2, 2018, registered Oct 1, 2018 (60 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address