RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• M•••• M•••••
- M••••• F•••••••• S••••••• state registered currentsince Apr 27, 2026 · Sonoma, Ca
- G••••• S••••••••• I••• formerJun 3, 2013 to Dec 31, 2016 · San Diego, Ca
- C••••••••• F•••••••• N•••••• national BDAug 18, 2004 to Jun 4, 2013 · Sonoma, Ca
- A•••••• A••••••• S••••••• formerMar 9, 1994 to Dec 13, 2004 · Sonoma, Ca
- G••••• S••••••••• I••• to M••••• F•••••••• S•••••••left Dec 31, 2016, registered Apr 27, 2026 (3404 days) · Other
- C••••••••• F•••••••• N•••••• to G••••• S••••••••• I•••left Jun 4, 2013, registered Jun 3, 2013 (-1 days) · Other
- A•••••• A••••••• S••••••• to C••••••••• F•••••••• N••••••left Dec 13, 2004, registered Aug 18, 2004 (-117 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address