RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••• S•••••
- C••••• • A••••••••• I••• independent RIA currentsince Aug 3, 2021 · Tampa, Fl
- E•••••• C•••••• M••••••••• L•• formerJul 17, 2012 to Oct 29, 2019 · Tampa, Fl
- S•••••••• A••••••• L•• national BDJul 7, 2010 to Apr 27, 2012 · The Villages, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 24, 2008 to Mar 16, 2009 · Chicago, Il
- T• A••••••••• I••• formerOct 24, 2008 to Mar 16, 2009 · Chicago, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 17, 2006 to Feb 21, 2008 · Chicago, Il
- T• A••••••••• I••• formerOct 29, 2003 to Feb 21, 2008 · Chicago, Il
- E•••••• C•••••• M••••••••• L•• to C••••• • A••••••••• I•••left Oct 29, 2019, registered Aug 3, 2021 (644 days) · RIA to RIA
- S•••••••• A••••••• L•• to E•••••• C•••••• M••••••••• L••left Apr 27, 2012, registered Jul 17, 2012 (81 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Mar 16, 2009, registered Oct 24, 2008 (-143 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 16, 2009, registered Oct 24, 2008 (-143 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 21, 2008, registered Oct 24, 2008 (246 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 21, 2008, registered May 17, 2006 (-645 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address