RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E••••• K•••
- K••• F••••• F•••••••• A•••••••• L•• former currentsince Mar 4, 2005 · Alexandria, Va
- U•• F•••••••• S••••••• I••• wirehouseFeb 27, 2004 to Mar 24, 2005 · Bethesda, Md
- E•••••• P•••• A••••••• I••• unclassifiedJun 12, 2001 to Apr 8, 2003 · Alexandria, Va
- U•• F•••••••• S••••••• I••• to K••• F••••• F•••••••• A•••••••• L••left Mar 24, 2005, registered Mar 4, 2005 (-20 days) · Other
- E•••••• P•••• A••••••• I••• to U•• F•••••••• S••••••• I•••left Apr 8, 2003, registered Feb 27, 2004 (325 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address