DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K••• F••••• F•••••••• A•••••••• L••

Former SEC-registered adviserAlexandria, VirginiaCRD 133600SEC 801-81034IAPD
Latest filing Mar 22, 2023
First filing on the tape Jan 6, 2012 · 29 filings
RAUM
$81.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$81.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$40.5M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$81.0M as of Mar 22, 2023
Jan 6, 2012$63.4M then
HNW client RAUM$74.6M as of Mar 22, 2023
Mar 20, 2018$70.4M then
State-registered IARs (5.B.3)2 as of Mar 22, 2023
Jan 6, 20120 then
Employees (5.A)3 as of Mar 22, 2023
Mar 3, 20163 then
Private funds: no history
RAUM -16% over the last fiscal year+3.1% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 22, 2023; every figure names its basis
RAUM per advisor
$40.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
48derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.4MderivedHNW RAUM over HNW clients
Average account
$261,348derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-16%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-15%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
Wrap fee program
$81.0MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$74.6M92%
  • Individuals$6.4M7.9%
Individual clients
42reported
HNW clients
54reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
310reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M••• E••••• K•••Alexandria, VaMar 4, 200536 y2
J•••• K•••New York, Ny Oct 4, 202311 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • K•••• M•••• E••••• · Managing Member/Chief Compliance Officercontrol
    since 03/2005 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Alexandria, Va · principal200
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 340 to 310
    Mar 23, 2022 to Mar 22, 2023
  • HNW clients · 35 to 54
    Mar 23, 2022 to Mar 22, 2023
  • Individual clients · 78 to 42
    Mar 23, 2022 to Mar 22, 2023
  • HNW RAUM · $71.3M to $74.6M
    Mar 23, 2022 to Mar 22, 2023
  • Individual RAUM · $24.7M to $6.4M
    Mar 23, 2022 to Mar 22, 2023
  • Non-discretionary RAUM · $96.0M to $81.0M
    Mar 23, 2022 to Mar 22, 2023
  • RAUM · $96.0M to $81.0M
    Mar 23, 2022 to Mar 22, 2023
  • Wrap assets (manager) · $96.0M to $0
    Mar 23, 2022 to Mar 22, 2023
  • Accounts · 366 to 340
    Jun 30, 2021 to Mar 23, 2022
  • HNW clients · 30 to 35
    Jun 30, 2021 to Mar 23, 2022
  • Individual clients · 83 to 78
    Jun 30, 2021 to Mar 23, 2022
  • Assets in custody · 84954957.0 to unset
    Jun 30, 2021 to Mar 23, 2022
  • Custody of client assets · true to false
    Jun 30, 2021 to Mar 23, 2022
  • HNW RAUM · $62.6M to $71.3M
    Jun 30, 2021 to Mar 23, 2022
  • Individual RAUM · $22.3M to $24.7M
    Jun 30, 2021 to Mar 23, 2022
  • Non-discretionary RAUM · $85.0M to $96.0M
    Jun 30, 2021 to Mar 23, 2022
  • RAUM · $85.0M to $96.0M
    Jun 30, 2021 to Mar 23, 2022
  • Wrap assets (manager) · $0 to $96.0M
    Jun 30, 2021 to Mar 23, 2022
  • Advisory activities · 1 to 3
    Mar 15, 2021 to Apr 12, 2021
  • HNW clients · 79 to 30
    Feb 15, 2021 to Mar 15, 2021
  • Individual clients · 35 to 83
    Feb 15, 2021 to Mar 15, 2021
  • Assets in custody · $70.0M to $85.0M
    Feb 15, 2021 to Mar 15, 2021
  • HNW RAUM · $57.9M to $62.6M
    Feb 15, 2021 to Mar 15, 2021
  • Individual RAUM · $20.1M to $22.3M
    Feb 15, 2021 to Mar 15, 2021
  • Non-discretionary RAUM · $77.9M to $85.0M
    Feb 15, 2021 to Mar 15, 2021
  • RAUM · $77.9M to $85.0M
    Feb 15, 2021 to Mar 15, 2021
  • Financial planning clients · unset to 0
    Dec 23, 2020 to Jan 29, 2021
  • Accounts · 307 to 366
    Dec 15, 2020 to Dec 23, 2020
  • Advisory activities · 2 to 1
    Dec 15, 2020 to Dec 23, 2020
  • HNW clients · 22 to 79
    Dec 15, 2020 to Dec 23, 2020
  • Individual clients · 68 to 35
    Dec 15, 2020 to Dec 23, 2020
  • Assets in custody · unset to 70000000.0
    Dec 15, 2020 to Dec 23, 2020
  • Custody of client assets · false to true
    Dec 15, 2020 to Dec 23, 2020
  • Financial planning clients · 0 to unset
    Dec 15, 2020 to Dec 23, 2020
  • HNW RAUM · $49.2M to $57.9M
    Dec 15, 2020 to Dec 23, 2020
  • Individual RAUM · $24.8M to $20.1M
    Dec 15, 2020 to Dec 23, 2020
  • Non-discretionary RAUM · $74.0M to $77.9M
    Dec 15, 2020 to Dec 23, 2020
  • RAUM · $74.0M to $77.9M
    Dec 15, 2020 to Dec 23, 2020
  • Accounts · 358 to 307
    Nov 21, 2019 to Mar 27, 2020
  • HNW clients · 15 to 22
    Nov 21, 2019 to Mar 27, 2020
Signals
3 dated events
  • Wolfred Lawrence K••• (Managing Member) no longer on Schedule A of K••• F••••• F•••••••• A•••••••• L•• (listed 2022-03-23, absent 2023-03-22)
    Mar 22, 2023 · Control person left · inference
  • S•••• K••• (Managing Member/Chief Compliance Officer) no longer on Schedule A of K••• F••••• F•••••••• A•••••••• L•• (listed 2019-03-05, absent 2019-08-15)
    Aug 15, 2019 · Control person left · inference
  • K••• F••••• F•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
    Feb 19, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
K•••FAMILYFINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$40.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026