RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• B••••••••
- S••••••••• I••••••••• L•• state registered currentsince Jul 17, 2013 · Ashburn, Va
- L•••••• A••••••• I••••••••• independent RIAApr 16, 2012 to Jul 17, 2013 · Kearneyville, Wv
- W••••••••• F•••••••• A••••••• C••• independent RIAFeb 20, 2009 to Apr 17, 2012 · Beavercreek, Oh
- C•••••• S••••••••• M••••••••• I••• independent RIAJan 1, 2000 to Feb 23, 2009 · Mclean, Va
- L•••••• A••••••• I••••••••• to S••••••••• I••••••••• L••left Jul 17, 2013, registered Jul 17, 2013 (0 days) · RIA to a state-registered adviser
- W••••••••• F•••••••• A••••••• C••• to L•••••• A••••••• I•••••••••left Apr 17, 2012, registered Apr 16, 2012 (-1 days) · Other
- C•••••• S••••••••• M••••••••• I••• to W••••••••• F•••••••• A••••••• C•••left Feb 23, 2009, registered Feb 20, 2009 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address