RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A•••••• R•••••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Feb 16, 2025 · Berwyn, Pa
- M••••••• F•••••••• G••••• I••• formerNov 22, 2021 to Feb 19, 2025 · Rockville, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Nov 23, 2021 · Baltimore, Md
- M•• F•••••••• S•••••••• I••• formerMar 14, 2012 to Mar 25, 2017 · Elkridge, Md
- E•••••••• A•••••••• L•• national BDDec 7, 2010 to Jan 13, 2012 · Falls Church, Va
- M••••••• F•••••••• G••••• I••• to G•••• V••••• A•••••• G••••• L••left Feb 19, 2025, registered Feb 16, 2025 (-3 days) · RIA to RIA · moved with a team
- M•• I•••••••• S•••••••• L•• to M••••••• F•••••••• G••••• I•••left Nov 23, 2021, registered Nov 22, 2021 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jan 13, 2012, registered Mar 14, 2012 (61 days) · Other
- M••• A•••••• R••••••• left M••••••• F•••••••• G••••• I••• for G•••• V••••• A•••••• G••••• L•• (registered 2025-02-16)Feb 19, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address