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Registered advisor
M•••••• R•••••• L•••••
Feed of 09/14/2026
At current firm
3 y
since Jun 23, 2023
In the industry
24 y
since Jun 19, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Jun 23, 2023 · Portage, In
- E•••••••• A•••••••• L•• national BDNov 10, 2021 to Jun 28, 2023 · Granger, In
- L•• F•••••••• L•• BD affiliatedDec 21, 2018 to Jun 21, 2021 · South Bend, In
- C••• B•••••••• S•••••••• I••• formerOct 12, 2017 to Dec 11, 2018 · Elkhart, In
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 11, 2015 to Mar 8, 2017 · Mishawaka, In
- R•••••• J•••• • A••••••••• I••• national BDJan 15, 2014 to Jan 26, 2015 · Mishawaka, In
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to A••••••• F•••••••• A•••••••• L••left Jun 28, 2023, registered Jun 23, 2023 (-5 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to E•••••••• A•••••••• L••left Jun 21, 2021, registered Nov 10, 2021 (142 days) · Affiliated broker-dealer or bank to another
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left Dec 11, 2018, registered Dec 21, 2018 (10 days) · RIA to RIA
- C••••• I••••••••• A••••••• L•• to C••• B•••••••• S•••••••• I•••left Mar 8, 2017, registered Oct 12, 2017 (218 days) · Other
- R•••••• J•••• • A••••••••• I••• to C••••• I••••••••• A••••••• L••left Jan 26, 2015, registered Feb 11, 2015 (16 days) · Other
Signals
- M•••••• R•••••• L••••• left E•••••••• A•••••••• L•• for A••••••• F•••••••• A•••••••• L•• (registered 2023-06-23)Jun 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address