DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark William Anthoine
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
0 y
since Aug 12, 2026
In the industry
27 y
since May 4, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Aug 12, 2026 · Bangor, Me
- Osaic Wealth, Inc. BD affiliatedSep 1, 2023 to Aug 14, 2026 · Auburn, Me
- Sagepoint Financial, Inc. formerFeb 23, 2018 to Sep 1, 2023 · Lewiston, Me
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Feb 26, 2018 · Lewiston, Me
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Lewiston, Me
- New England Securities Corporation formerSep 9, 2010 to Jan 2, 2015 · Boston, Ma
- Concourse Financial Group Advisors formerSep 18, 2002 to Sep 8, 2010 · Auburn, Me
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to LPL Financial LLCleft Aug 14, 2026, registered Aug 12, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- Sagepoint Financial, Inc. to Osaic Wealth, Inc.left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- MML Investors Services, LLC to Sagepoint Financial, Inc.left Feb 26, 2018, registered Feb 23, 2018 (-3 days) · Other · moved with a team
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- Concourse Financial Group Advisors to New England Securities Corporationleft Sep 8, 2010, registered Sep 9, 2010 (1 days) · Other
Signals
- Mark William Anthoine left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2026-08-12)Aug 14, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address