RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• W•••••• A••••••••
- S••••••••• T•••• A••••••• independent RIA currentsince Jun 28, 2023 · Grandville, Mi
- S••••••••• A••••••• G••••• L•• independent RIAMar 27, 2013 to Jul 31, 2023 · Byron Center, Mi
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIAMar 2, 2011 to Oct 3, 2014 · Byron Center, Mi
- Q•• F•••••••• L•• unclassifiedJul 9, 2010 to Feb 11, 2011 · Grand Rapids, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 23, 2001 to Jun 28, 2010 · Grand Rapids, Mi
- S••••••••• A••••••• G••••• L•• to S••••••••• T•••• A•••••••left Jul 31, 2023, registered Jun 28, 2023 (-33 days) · RIA to RIA · moved with a team
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to S••••••••• A••••••• G••••• L••left Oct 3, 2014, registered Mar 27, 2013 (-555 days) · Other
- Q•• F•••••••• L•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Feb 11, 2011, registered Mar 2, 2011 (19 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to Q•• F•••••••• L••left Jun 28, 2010, registered Jul 9, 2010 (11 days) · Other
- T••• W•••••• A•••••••• left S••••••••• A••••••• G••••• L•• for S••••••••• T•••• A••••••• (registered 2023-06-28)Jul 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address