F••••••• C•••••• V••••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Apr 9, 2023 · Maitland, Fl
• S••••• F•••••••• G•••• I•• former
  Nov 2, 2007 to May 20, 2021 · Maitland, Fl
• W•••• F•••• A••••••• wirehouse
  Aug 16, 2004 to Nov 2, 2007 · Orlando, Fl
• C•••••••• G••••• M•••••• I••• BD affiliated
  Apr 17, 1991 to May 21, 2004 · Orlando, Fl

• S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••
  left May 20, 2021, registered Apr 9, 2023 (689 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to S••••• F•••••••• G•••• I••
  left Nov 2, 2007, registered Nov 2, 2007 (0 days) · Other
• C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
  left May 21, 2004, registered Aug 16, 2004 (87 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

36derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address