RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A•• H•••••••••
- A•••• F•••••••• P•••••••• L•• mixed wealth currentsince Jan 16, 2025 · Winter Park, Fl
- L•••• A••••••• S••••••• I••• formerMay 10, 2004 to Jun 18, 2021 · Lake Mary, Fl
- L••••••• F•••••••• S•••••••• I••• unclassifiedJun 14, 2002 to Dec 31, 2003 · Lake Mary, Fl
- L•••• A••••••• S••••••• I••• to A•••• F•••••••• P•••••••• L••left Jun 18, 2021, registered Jan 16, 2025 (1308 days) · Other · moved with a team
- L••••••• F•••••••• S•••••••• I••• to L•••• A••••••• S••••••• I•••left Dec 31, 2003, registered May 10, 2004 (131 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address