DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Advus Financial Partners, LLC
Latest filing Jul 28, 2026
First filing on the tape Feb 4, 2021 · 21 filings
SEC status approved since Mar 5, 2021
RAUM
$4.0B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
24%
$967M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$361M
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$4.0B as of Jul 28, 2026
Mar 31, 2022$4.4B then
HNW client RAUM$850M as of Jul 28, 2026
Mar 31, 2022$645M then
State-registered IARs (5.B.3)9 as of Jul 28, 2026
Mar 31, 20227 then
Employees (5.A)16 as of Jul 28, 2026
Mar 31, 202213 then
Private funds: no history
RAUM +29% over the last fiscal year+20% a year over threeIARs 11 to 9offices 1 to 2
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $361MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.1MderivedHNW RAUM over HNW clients
- Average account
- $3.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 76%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 3.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- -18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -28%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $10.1M, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$2.9B72%
- High-net-worth individuals$850M21%
- Charitable organizations$132M3.3%
- Individuals$117M2.9%
- Corporations and businesses$2.4M0.1%
- Individual clients
- 299reported
- HNW clients
- 140reported
- Pension plan clients
- 82reported
- Charitable clients
- 7reported
- Accounts
- 1,329reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $10.1M for 24 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.24 fund_share=0.0 institutional_share=0.76 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mark Lamoriello | Winter Park, Fl | Apr 14, 2021 | 35 y | 4 |
| Andrew Stephen Zito | Winter Park, Fl | Dec 6, 2021 | 24 y | 1 |
| Sally Ann Hanley-WhitworthCertified Financial Planner | Winter Park, Fl | Jan 16, 2025 | 36 y | 2 |
| James Daniel Gay | Winter Park, Fl | Jan 29, 2025 | 21 y | 2 |
| Jeffrey Stewart Roberts | Winter Park, Fl | Jan 29, 2025 | 11 y | 2 |
| Joshua J. Rose | Winter Park, Fl | Jan 1, 2026 | 14 y | 2 |
| Mitchell Austin LamorielloCertified Financial Planner | Winter Park, Fl | Jan 7, 2026 | 13 y | 1 |
| Omar Jesus Guevara | Winter Park, Fl | Feb 23, 2026 | 10 y | 2 |
| Christina Ann ShafferChartered Financial Analyst | Winter Park, Fl | Mar 25, 2026 | 11 y | 4 |
| Todd Justin Lerner | Winter Park, Fl | Apr 1, 2026 | 19 y | 5 |
| Hayden T Clem | Winter Park, Fl | Aug 12, 2026 | 10 y | 0 |
Advisor movement
1 left, 5 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 9.1% of current headcount2 left over 36 months
Left, latest
- William Jeffrey Lee to J.P. Morgan Securities LLCMay 20, 2026 · RIA to wirehouse
- Codie Jamison Thomas to Abaco Retirement Advisors LLCJul 9, 2025 · RIA to a state-registered adviser
Joined, latest
- Todd Justin Lerner from Pfg AdvisorsApr 1, 2026 · RIA to RIA
- Christina Ann Shaffer from Allgen Financial Advisors, Inc.Mar 25, 2026 · RIA to RIA
- Omar Jesus Guevara from Missionsquare RetirementFeb 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- Mitchell Austin Lamoriello from Lamco Advisory Services Inc.Jan 7, 2026 · Other
- Joshua J. Rose from Oak Square AdvisorsJan 1, 2026 · Other
- Jeffrey Stewart Roberts from Lamco Advisory Services Inc.Jan 29, 2025 · Other
- James Daniel Gay from Oak Square AdvisorsJan 29, 2025 · Other
- Sally Ann Hanley-Whitworth from Lamco Advisory Services Inc.Jan 16, 2025 · Other
- Codie Jamison Thomas from Vista Management CompanyMay 23, 2022 · Other
- Andrew Stephen Zito from Lamco Advisory Services Inc.Dec 6, 2021 · Other
- Mark Lamoriello from Nct Financial Services, LLCApr 14, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Lamco Advisory Services Inc.Jun 18, 2021 · Windermere, Fl · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Christopher Bell · Secretarycontrolsince 03/2025 · owns less than 5%
- Ann Sally Hanley-Whitworth · Chief Compliance Officercontrolsince 11/2020 · owns less than 5%
- Mark Lamoriello · Presidentcontrolsince 09/2024 · owns less than 5%
- Harvey Charles Lydecker · Chief Executive Officercontrolsince 09/2024 · owns less than 5%
- Graves Stacy Fleming · Chief Compliance Officersince 07/2026 · owns less than 5%
Entity owners
- Foundation Risk Partners, Corp. · Shareholderdirect · owns 75% or more
- Frp Holdings, Corp. · Shareholderindirect · owns 75% or more of Frp Parent, Corp.
- Frp Investors II Gp, LLC · General Partnerindirect · owns 75% or more of Frp Investors II, L.P.
- Frp Investors II, L.P. · Shareholderindirect · owns 75% or more of Frp Parent II, Corp.
- Frp Parent II, Corp. · Shareholderindirect · owns 75% or more of Frp Holdings, Corp.
- Frp Parent, Corp. · Shareholderindirect · owns 75% or more of Foundation Risk Partners, Corp.
- Partners Group Access Pf 368 L.P. · Limited Partnerindirect · owns 25% to 50% of Partners Group Client Access 43, LP
- Partners Group Client Access 43, LP · Limited Partnerindirect · owns 25% to 50% of Frp Investors II, L.P.
- Partners Group Client Access Management I Limited · General Partnerindirect · owns F of Partners Group Client Access 43, LP
- Partners Group Management (Scots) Llp · General Partnerindirect · owns F of Partners Group Access Pf 368 L.P.
Related persons
Schedule D 7.A
- Foundation Risk Partners Corp.real estatey
Advisers that list Advus Financial Partners, LLC as a related person
- 111727 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winter Park, Fl · principal | 11 | 6 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Jacksonville, FL2 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jul 28, 2026institutional share of RAUM of 76% against a peer median of 3% (1362 comparable advisers, 100.0th percentile, 18.1 robust deviations)peers: independent wealth managers, $1B to $5B (1,362) · 100% percentile
- control person changedChange between filings · filing Jul 28, 2026HANLEY-WHITWORTH, SALLY, ANN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-10-01 and 2026-07-28peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 28, 2026LYDECKER, CHARLES, HARVEY (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-10-01 and 2026-07-28peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 28, 2026BELL, CHRISTOPHER, JAMES (SECRETARY) appeared on Schedule A between the filings of 2024-10-01 and 2026-07-28peers: independent wealth managers, $1B to $5B (1,362)
- clients down average size upCombination · filing Mar 30, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $3,066,675,906 to $3,970,976,661, advisors 11 to 9, private clients 607 to 439, offices 1 to 1 (2025-03-31 to 2026-03-30)peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Assets in custody · $0 to $10.1MMar 30, 2026 to May 19, 2026
- Custody of client assets · false to trueMar 30, 2026 to May 19, 2026
- Other offices · 1 to 2Mar 30, 2026 to May 19, 2026
- Accounts · 1,276 to 1,329Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 11 to 10Mar 31, 2025 to Mar 30, 2026
- Charity clients · 8 to 7Mar 31, 2025 to Mar 30, 2026
- Corporate clients · 0.0 to unsetMar 31, 2025 to Mar 30, 2026
- HNW clients · 190 to 140Mar 31, 2025 to Mar 30, 2026
- Individual clients · 417 to 299Mar 31, 2025 to Mar 30, 2026
- Pension plan clients · 71 to 82Mar 31, 2025 to Mar 30, 2026
- Employees · 17 to 16Mar 31, 2025 to Mar 30, 2026
- State-registered IARs · 11 to 9Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.9B to $3.8BMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $821M to $850MMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $113M to $117MMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $152M to $140MMar 31, 2025 to Mar 30, 2026
- Pension RAUM · $2.0B to $2.9BMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · unset to 0.0Mar 31, 2025 to Mar 30, 2026
- RAUM · $3.1B to $4.0BMar 31, 2025 to Mar 30, 2026
- Accounts · 1,168 to 1,276Jan 31, 2025 to Mar 31, 2025
- Charity clients · 7 to 8Jan 31, 2025 to Mar 31, 2025
- HNW clients · 154 to 190Jan 31, 2025 to Mar 31, 2025
- Individual clients · 316 to 417Jan 31, 2025 to Mar 31, 2025
- Employees · 18 to 17Jan 31, 2025 to Mar 31, 2025
- Financial planning clients · 101-250 to 101-250Jan 31, 2025 to Mar 31, 2025
- Discretionary RAUM · $2.6B to $2.9BJan 31, 2025 to Mar 31, 2025
- HNW RAUM · $735M to $821MJan 31, 2025 to Mar 31, 2025
- Individual RAUM · $104M to $113MJan 31, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $176M to $152MJan 31, 2025 to Mar 31, 2025
- Pension RAUM · $1.8B to $2.0BJan 31, 2025 to Mar 31, 2025
- RAUM · $2.8B to $3.1BJan 31, 2025 to Mar 31, 2025
- HQ city · LAKE MARY to WINTER PARKMar 28, 2024 to Oct 1, 2024
- Other offices · 2 to 1Mar 28, 2024 to Oct 1, 2024
- Related adviser · false to trueMar 28, 2024 to Oct 1, 2024
- Accounts · 1,042 to 1,168Mar 31, 2023 to Mar 28, 2024
- Financial planning clients · 26-50 to 101-250Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.1B to $2.6BMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $620M to $735MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $80.4M to $104MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $153M to $176MMar 31, 2023 to Mar 28, 2024
Signals
8 dated events
- William Jeffrey Lee left Advus Financial Partners, Llc for J.P. Morgan Securities Llc (registered 2026-07-29)May 20, 2026 · Advisor changed firm · fact
- Advus Financial Partners, Llc reported RAUM $4.0B, up 29% from $3.1B (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Codie Jamison Thomas left Advus Financial Partners, Llc for Abaco Retirement Advisors Llc (registered 2026-05-05)Jul 9, 2025 · Advisor changed firm · fact
- Harvey Charles Lydecker (Chief Executive Officer) appeared on Schedule A of Advus Financial Partners, LlcOct 1, 2024 · Control person joined · fact
- Stephen Andrew Zito (President/Coo) no longer on Schedule A of Advus Financial Partners, Llc (listed 2024-03-28, absent 2024-10-01)Oct 1, 2024 · Control person left · inference
- Advus Financial Partners, Llc reported RAUM $2.4B, down 46% from $4.4B (2022-03-31 to 2022-08-10)Aug 10, 2022 · RAUM change · derived
- Stephen Andrew Zito (President/Coo) appeared on Schedule A of Advus Financial Partners, LlcOct 19, 2021 · Control person joined · fact
- Watch Hill Partners, Llc filed its initial SEC registration (Form ADV)Feb 4, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 407-264-6706reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-585-1160reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/advuspartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- advuspartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-585-1160reportedpublic record, Form ADV, Jul 28, 2026
- Contact form
- advuspartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- advuspartners.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $361Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026