DFX Intelligence
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Registered advisor
P•••••• M••••••• L•••
Feed of 09/14/2026
Also filed as P•••••• M••••••• A••••••••• M• A••••••••• M• A••••••••• M••••••• K••••••••• M••••••• A••••••••• M••••••• A••••••••• M• L••••••••• M••••••• L••••••••• L•••
At current firm
0 y
since Mar 3, 2026
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 3, 2026 · Maiden, Nc
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 28, 2023 to Mar 6, 2024 · Jacksonville, Fl
- A••••• A•• P••••••• S••••••• BD affiliatedMar 25, 2022 to Sep 21, 2022 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to A••••• A•• P••••••• S•••••••left Mar 6, 2024, registered Mar 3, 2026 (727 days) · Affiliated broker-dealer or bank to another
- A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 21, 2022, registered Feb 28, 2023 (160 days) · Affiliated broker-dealer or bank to another
Signals
- P•••••• M••••••• L••• left F••••••• P••••••• A•• W•••••••• A••••••• for A••••• A•• P••••••• S••••••• (registered 2026-03-03)Mar 6, 2024 · Advisor changed firm · fact
- P•••••• M••••••• L••• left A••••• A•• P••••••• S••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-02-28)Sep 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address