DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• E••••• B•••••

P•••••• C•••••• M••••••••• G••••• L••mixed wealthKansas City, MoIA-onlyIAPD 2035425

Personal Financial Specialist

Feed of 09/14/2026

Also filed as Jim B•••••

At current firm

1 y

since Nov 15, 2024

In the industry

30 y

since Oct 13, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• C•••••• M••••••••• G••••• L•• mixed wealth current
since Nov 15, 2024 · Kansas City, Mo
B••••••• • B••••• A•••••••• L•• former
Aug 8, 2017 to Nov 14, 2024 · Dallas, Tx
H•••••• H•••••••• H•••••••• L•• former
Jan 2, 2004 to Mar 27, 2019 · Dallas, Tx
B••••• L•• unclassified
Aug 12, 1998 to Mar 23, 2004 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

B••••••• • B••••• A•••••••• L•• to P•••••• C•••••• M••••••••• G••••• L••
left Nov 14, 2024, registered Nov 15, 2024 (1 days) · RIA to RIA · moved with a team
H•••••• H•••••••• H•••••••• L•• to B••••••• • B••••• A•••••••• L••
left Mar 27, 2019, registered Aug 8, 2017 (-596 days) · Other
B••••• L•• to H•••••• H•••••••• H•••••••• L••
left Mar 23, 2004, registered Jan 2, 2004 (-81 days) · Other

Signals

J•••• E••••• B••••• left B••••••• • B••••• A•••••••• L•• for P•••••• C•••••• M••••••••• G••••• L•• (registered 2024-11-15)
Nov 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address