DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Prairie Capital Management Group, LLC

Wealth manager with institutional or fund businessKansas City, MissouriCRD 311623SEC 801-119958websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Nov 12, 2020 · 27 filings
SEC status approved since Mar 15, 2021
RAUM
$7.1B
reported, Item 5.F
Discretionary
24%
of RAUM
Private clients
41%
$2.9B individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$324M
derived; firm RAUM over IAPD count
Employees
47
26 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
41
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$7.1B as of Mar 31, 2026
Mar 30, 2022$6.2B then
HNW client RAUM$2.9B as of Mar 31, 2026
Mar 30, 2022$2.7B then
State-registered IARs (5.B.3)19 as of Mar 31, 2026
Mar 30, 20227 then
Employees (5.A)47 as of Mar 31, 2026
Mar 30, 202236 then
Private funds41 as of Mar 31, 2026
Mar 30, 202238 then
RAUM +6.7% over the last fiscal year+6.6% a year over threeIARs 20 to 19
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
$324MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$6.8MderivedHNW RAUM over HNW clients
Average account
$4.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
24%derivedof RAUM
Institutional
3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.1derivedItem 5.A over advisors
Advisors per office
3.7derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+6.7%derivedbetween the last two annual amendments
Advisor growth, one year
-5.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
Custody
$1.7B, 49 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • controlled by a public reporting company (10.A)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.9B41%
  • Corporations and businesses$2.2B31%
  • Pooled investment vehicles$1.7B24%
  • Charitable organizations$227M3.2%
  • Insurance companies$23.2M0.3%
  • Pension and profit-sharing plans$5.6M0.1%
Individual clients
n/areported
HNW clients
431reported
Pension plan clients
n/areported
Charitable clients
10reported
Accounts
1,732reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$1.7B for 49 clientsreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
private_client_share=0.41 fund_share=0.24 institutional_share=0.04 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Wayne Michael KrausKansas City, MoApr 20, 202126 y3
Michael Mueller GentryKansas City, MoApr 20, 202123 y2
Andrew Simon KlockeKansas City, MoApr 20, 202122 y4
Benjamin Lee KisnerKansas City, MoApr 20, 202115 y2
John ThurlowDallas, TxApr 20, 202112 y1
Richard Riley PrattKansas City, Mo Apr 20, 202112 y2
Robyn Richard SchneiderHinsdale, Il Apr 20, 202143 y3
Shawn Douglas HauseKansas City, MoApr 20, 202127 y3
Brian Nelson KaufmanKansas City, MoApr 20, 202130 y4
Curtis Alan KrizekKansas City, MoApr 20, 202130 y3
Julie Ann RushKansas City, MoApr 20, 202120 y3
Angela Dawn RobertsonKansas City, MoApr 20, 202119 y3
Jarrod Wesley PiersonKansas City, MoApr 20, 202119 y3
Kelly Lynn FrazierKansas City, MoApr 20, 202119 y3
Jennifer Michele BluntKansas City, MoApr 20, 202117 y2
Christopher David BluntKansas City, MoJun 29, 202121 y3
Sean F PleimannKansas City, MoAug 28, 202413 y0
Rachel Anne KeiserKansas City, MoNov 15, 202410 y1
Tyler Lauren DoddKansas City, MoNov 15, 202410 y1
James Edward BradenPersonal Financial SpecialistKansas City, MoNov 15, 202430 y3
Cory Matthew RossEnglewood, CoJan 1, 202514 y1
Marquise SimmonsKansas City, MoSep 11, 202613 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Teams: two or more advisors moving together within fourteen days, from one state
      Private funds
      53 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Flint Hills Long/Short Equity L.P.Hedge Fund$142M123Mar 30, 2012
      Flint Hills Founders IV L.P.Private Equity Fund$130M196Mar 30, 2023
      Flint Hills Diversified Strategies L.P.Hedge Fund$128M211Mar 30, 2012
      Flint Hills Kissner Co-Invest 2020 L.P.Private Equity Fund$119M124Mar 31, 2021
      Flint Hills Founders II L.P.Private Equity Fund$101M207Mar 31, 2020
      Flint Hills Titan L.P.Hedge Fund$96.4M56Mar 30, 2023
      Flint Hills Concentrated Global L/S Equity L.P.Hedge Fund$83.4M79Mar 30, 2012
      Flint Hills Elliott Co-Invest II L.P.Private Equity Fund$82.1M177Mar 30, 2022
      Flint Hills Credit Opportunities IV L.P.Private Equity Fund$71.8M83Mar 28, 2024
      Flint Hills Activist Strategies L.P.Hedge Fund$69.5M63Mar 30, 2016
      Bba-Slxii, L.POther Private Fund$64.3M21Mar 31, 2023
      Bba-Coinvest, L.P.Other Private Fund$42.8M19Nov 18, 2020
      Flint Hills Venture Opportunities L.P.Private Equity Fund$37.6M114Mar 30, 2016
      Flint Hills Westcap Fund II L.P.Private Equity Fund$36.8M94Mar 30, 2022
      Flint Hills Emg Opportunity L.P.Private Equity Fund$35.9M259Mar 31, 2015
      Flint Hills Cybersecurity L.P.Private Equity Fund$35.2M97Mar 31, 2020
      Flint Hills Private Equity V L.P.Private Equity Fund$33.5M90Mar 31, 2018
      Flint Hills Strategic Small Mid Cap L.P.no longer reportedOther Private Fund$31.6M21Mar 30, 2012
      Flint Hills Valor Atreides Ai L.P.$30.5M78Mar 31, 2026
      Flint Hills Private Equity IV L.P.Private Equity Fund$28.9M173Mar 31, 2015
      Flint Hills Emg Opportunity IIPrivate Equity Fund$27.6M43Mar 30, 2016
      Flint Hills Mcr Hospitality IV L.P.Private Equity Fund$25.5M77Mar 28, 2024
      Flint Hills Private Equity Vi L.P.Private Equity Fund$25.4M29Mar 30, 2023
      Bba-Fcciii, L.POther Private Fund$24.8M16Nov 18, 2020
      Bba-Cgfiv, L.P.Other Private Fund$23.2M16Nov 18, 2020
      Flint Hills Credit Opportunities III L.P.Private Equity Fund$22.7M131Mar 28, 2019
      Bba-Dofv, L.P.Other Private Fund$22.3M15Nov 18, 2020
      Flint Hills Private Equity III L.P.Private Equity Fund$20.8M107Mar 30, 2012
      Flint Hills Managed Equity Fund I L.P.no longer reportedOther Private Fund$20.5M28Mar 30, 2012
      Flint Hills Traverse Midstream Co-Invest L.P.Private Equity Fund$20.0M78Mar 30, 2016
      Flint Hills Strategic Investors Fund Xii L.P.$19.1M27Mar 31, 2026
      Flint Hills Ascent Co-Invest II L.P.Private Equity Fund$18.8M128Mar 28, 2019
      Flint Hills Aep Co-Invest L.P.Private Equity Fund$17.5M67Mar 31, 2014
      Flint Hills Cec Opportunity II L.P.Other Private Fund$16.1M46Mar 30, 2016
      Flint Hills Credit Opportunities II L.P.Private Equity Fund$15.8M224Mar 30, 2016
      Flint Hills Elliott Co-Invest L.P.Private Equity Fund$15.7M110Mar 31, 2020
      Bba-Ivyii, L.P.Other Private Fund$14.3M15Mar 31, 2023
      Flint Hills Credit Opportunities L.P.no longer reportedPrivate Equity Fund$12.8M237Mar 31, 2014
      Flint Hills Cec Opportunity L.P.Other Private Fund$10.7M144Mar 30, 2012
      Flint Hills Private Equity II L.P.no longer reportedPrivate Equity Fund$10.4M127Mar 30, 2012
      All funds of Prairie Capital Management Group, LLC
      Owners and control persons
      Schedule A and B, latest filing
      • Mueller Michael Gentry · Vice Presidentcontrol
        since 04/2021 · owns less than 5%
      • N Brian Kaufman · Vice Presidentcontrol
        since 04/2021 · owns less than 5%
      • Simon Andrew Klocke · Presidentcontrol
        since 04/2021 · owns less than 5%
      • Alan Curtis Krizek · Managing Directorcontrol
        since 04/2021 · owns less than 5%
      • Richard Robyn Schneider · Managing Directorcontrol
        since 04/2021 · owns less than 5%
      • Lynn Angela Tower · Chief Operating Officercontrol
        since 01/2022 · owns less than 5%
      • Jordan Alex Marr · Chief Compliance Officer
        since 01/2023 · owns less than 5%
      Entity owners
      • Focus Operating, LLC · Member
        direct · owns 75% or more
      • Cd&R Ferdinand Co-Investor, L.P. · Partner
        indirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
      • Cd&R Ferdinand Holdings, L.P. · Partner
        indirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
      • Clayton, Dubilier & Rice Fund Xii, L.P. · Partner
        indirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
      • Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stock
        indirect · owns 75% or more of Focus Financial Partners Inc.
      • Ferdinand Ffp Intermediate Holdings, LLC · Member
        indirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
      • Ferdinand Ffp Parent, Inc. · Member
        indirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
      • Ferdinand Ffp Ultimate Holdings, LP · Shareholder
        indirect · owns 75% or more of Ferdinand Ffp Parent, Inc.
      • Ferdinand Ffp Ultimate Holdings, LP · Shareholder, Class B Common Stock
        indirect · owns 75% or more of Focus Financial Partners Inc.
      • Focus Financial Partners Inc. · Managing Member
        indirect · owns 75% or more of Focus Financial Partners, LLC
      • Focus Financial Partners, LLC · Member
        indirect · owns 75% or more of Focus Operating, LLC
      Related persons
      Schedule D 7.A
      • Cotton Creek Capital Management, LLC
        investment adviserpooled vehicle sponsorn
      • Cotton Creek Investments LLC
        investment adviserpooled vehicle sponsorn
      • Flint Hills Activist Strategies Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Aep Co-Invest Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Ascent Co-Invest II Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Bh New Opportunity 2015 Co-Invest Fund Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Cec Opportunity Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Cec Opportunity II Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Coinvest Gp, LLC
        bankpooled vehicle sponsorn
      • Flint Hills Concentrated Global L/S Equity Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Credit Opportunities Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Credit Opportunities II Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Credit Opportunities III Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Cybersecurity Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Diversified Strategies Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Dofv Gp, LLC
        bankpooled vehicle sponsorn
      • Flint Hills Elliott Co-Invest Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Elliott Co-Invest II Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Emg Opportunity Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Emg Opportunity II Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Fcciii Gp, LLC
        bankpooled vehicle sponsorn
      • Flint Hills Founders Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Founders II Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Founders IV Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Ivyii Gp, LLC
        bankpooled vehicle sponsorn
      • Flint Hills Kissner Co-Invest 2020 Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Kissner Co-Invest Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Long/Short Equity Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Managed Equity Fund I Gp, LLC
        pooled vehicle sponsorn
      • Flint Hills Mpiv Gp, LLC
        bankpooled vehicle sponsorn
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Kansas City, Mo · principal2010
      Offices
      Schedule D 1.F, the 25 largest
      • Forth Worth, TX4 employees
      • Dallas, TX1 employees
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 1,765 to 1,732
        Mar 31, 2025 to Mar 31, 2026
      • Charity clients · 11 to 10
        Mar 31, 2025 to Mar 31, 2026
      • HNW clients · 428 to 431
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 48 to 40
        Mar 31, 2025 to Mar 31, 2026
      • Assets in custody · $1.7B to $1.7B
        Mar 31, 2025 to Mar 31, 2026
      • Employees · 48 to 47
        Mar 31, 2025 to Mar 31, 2026
      • State-registered IARs · 20 to 19
        Mar 31, 2025 to Mar 31, 2026
      • Private funds · 42 to 41
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $1.7B to $1.7B
        Mar 31, 2025 to Mar 31, 2026
      • HNW RAUM · $2.9B to $2.9B
        Mar 31, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $5.0B to $5.4B
        Mar 31, 2025 to Mar 31, 2026
      • Pension RAUM · $5.2M to $5.6M
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $1.7B to $1.7B
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $6.7B to $7.1B
        Mar 31, 2025 to Mar 31, 2026
      • Advisory employees · 24 to 26
        Dec 11, 2024 to Mar 31, 2025
      • Corporate clients · 53 to 50
        Dec 11, 2024 to Mar 31, 2025
      • HNW clients · 462 to 428
        Dec 11, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 46 to 48
        Dec 11, 2024 to Mar 31, 2025
      • Assets in custody · $1.6B to $1.7B
        Dec 11, 2024 to Mar 31, 2025
      • Financial planning clients · 251-500 to 251-500
        Dec 11, 2024 to Mar 31, 2025
      • State-registered IARs · 18 to 20
        Dec 11, 2024 to Mar 31, 2025
      • Private funds · 43 to 42
        Dec 11, 2024 to Mar 31, 2025
      • Discretionary RAUM · $1.6B to $1.7B
        Dec 11, 2024 to Mar 31, 2025
      • HNW RAUM · $2.9B to $2.9B
        Dec 11, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · $4.9B to $5.0B
        Dec 11, 2024 to Mar 31, 2025
      • Pension RAUM · $5.2M to $5.2M
        Dec 11, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $1.6B to $1.7B
        Dec 11, 2024 to Mar 31, 2025
      • RAUM · $6.5B to $6.7B
        Dec 11, 2024 to Mar 31, 2025
      • Related insurance company · false to true
        Dec 11, 2024 to Mar 31, 2025
      • Accounts · 1,755 to 1,765
        Mar 28, 2024 to Dec 11, 2024
      • Advisory employees · 18 to 24
        Mar 28, 2024 to Dec 11, 2024
      • HNW clients · 446 to 462
        Mar 28, 2024 to Dec 11, 2024
      • Pooled vehicle clients · 36 to 46
        Mar 28, 2024 to Dec 11, 2024
      • Assets in custody · $1.4B to $1.6B
        Mar 28, 2024 to Dec 11, 2024
      • Employees · 38 to 48
        Mar 28, 2024 to Dec 11, 2024
      • State-registered IARs · 14 to 18
        Mar 28, 2024 to Dec 11, 2024
      • Other offices · 3 to 5
        Mar 28, 2024 to Dec 11, 2024
      • Private funds · 36 to 43
        Mar 28, 2024 to Dec 11, 2024
      • Discretionary RAUM · $1.4B to $1.6B
        Mar 28, 2024 to Dec 11, 2024
      • Pooled vehicle RAUM · $1.4B to $1.6B
        Mar 28, 2024 to Dec 11, 2024
      Signals
      13 dated events
      • Brownlie & Braden Advisors, LLC's advisors moved to Prairie Capital Management Group, LLC (Dallas, TX): 3 of 3 registered, within 2 days
        Nov 12, 2024 · Firm absorbed (people side) · derived
      • Lee Timothy Hattey (Vice President) no longer on Schedule A of Prairie Capital Management Group, Llc (listed 2024-03-01, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • Lynn Angela Tower (Chief Operating Officer) appeared on Schedule A of Prairie Capital Management Group, Llc
        Mar 30, 2022 · Control person joined · fact
      • Prairie Capital Management Group, Llc reported RAUM $6.5B, up 370% from $1.4B (2021-04-01 to 2021-08-25)
        Aug 25, 2021 · RAUM change · derived
      • Lee Timothy Hattey (Chief Compliance Officer) appeared on Schedule A of Prairie Capital Management Group, Llc
        Apr 1, 2021 · Control person joined · fact
      • Jay Bryan Kaufman (Ceo Managing Director) appeared on Schedule A of Prairie Capital Management Group, Llc
        Apr 1, 2021 · Control person joined · fact
      • Alan Curtis Krizek (Managing Director) appeared on Schedule A of Prairie Capital Management Group, Llc
        Apr 1, 2021 · Control person joined · fact
      • Richard Robyn Schneider (Managing Director) appeared on Schedule A of Prairie Capital Management Group, Llc
        Apr 1, 2021 · Control person joined · fact
      • Mueller Michael Gentry (Managing Director) appeared on Schedule A of Prairie Capital Management Group, Llc
        Apr 1, 2021 · Control person joined · fact
      • Simon Andrew Klocke (Managing Director) appeared on Schedule A of Prairie Capital Management Group, Llc
        Apr 1, 2021 · Control person joined · fact
      • K. Lisa Duntz (Chief Compliance Officer) no longer on Schedule A of Prairie Capital Management Group, Llc (listed 2021-02-26, absent 2021-04-01)
        Apr 1, 2021 · Control person left · inference
      • Prairie Capital Management Group, Llc reported 0 state-registered advisory representatives, down from 19 (2020-12-15 to 2021-01-13)
        Jan 13, 2021 · Advisor headcount change · derived
      • Acquisition Opco, Llc filed its initial SEC registration (Form ADV)
        Nov 12, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Business phone
      415-900-3871reportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      512-498-7080reportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      561-200-2070reportedpublished by the firm, firm site, Sep 17, 2026
      Firm profile
      linkedin.com/company/prairie-capitalreportedpublic record, Form ADV, Sep 17, 2026
      Firm profile
      linkedin.com/company/2064318reportedpublic record, Form ADV, Sep 17, 2026
      Website
      focusfinancialpartners.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      860-596-8126reportedpublic record, Form ADV, Mar 31, 2026
      Contact form
      corporate.focuspartners.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $324Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026