G•••••• R••••• B•••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Franklin, Wi
• U••• B•••••• I••••••••• I••• former
  Mar 31, 2010 to Feb 13, 2026 · Saint Paul, Mn
• P•• W••••• M••••••••• BD affiliated
  Nov 13, 2009 to Apr 1, 2010 · Cudahy, Wi
• N•••••• I••••••••• I••• unclassified
  Jan 18, 2008 to Nov 13, 2009 · Thiensville, Wi
• I••••• F•••••••• C••••••••• former
  Mar 1, 2005 to Jan 31, 2008 · Greendale, Wi
• V••••• A•••• M••••••••• I•• unclassified
  May 15, 2001 to Dec 11, 2006 · Greendale, Wi

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• P•• W••••• M••••••••• to U••• B•••••• I••••••••• I•••
  left Apr 1, 2010, registered Mar 31, 2010 (-1 days) · Other
• N•••••• I••••••••• I••• to P•• W••••• M•••••••••
  left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
• I••••• F•••••••• C••••••••• to N•••••• I••••••••• I•••
  left Jan 31, 2008, registered Jan 18, 2008 (-13 days) · Other
• V••••• A•••• M••••••••• I•• to I••••• F•••••••• C•••••••••
  left Dec 11, 2006, registered Mar 1, 2005 (-650 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

36derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address