RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• C••••• D•••••
- D•••• C•••••• M••••••••• L•• institutional currentsince Jan 5, 2026 · Maitland, Fl
- W•••••• • R••• formerJun 22, 2006 to Apr 2, 2013 · Maitland, Fl
- M••••• S•••••• D• I••• unclassifiedJun 24, 2004 to Jun 20, 2006 · Winter Park, Fl
- B•••••• C••••••• • A••••••••• I•• otherSep 12, 2003 to Mar 15, 2004 · Winter Park, Fl
- W•••••• • R••• to D•••• C•••••• M••••••••• L••left Apr 2, 2013, registered Jan 5, 2026 (4661 days) · Other
- M••••• S•••••• D• I••• to W•••••• • R•••left Jun 20, 2006, registered Jun 22, 2006 (2 days) · Other
- B•••••• C••••••• • A••••••••• I•• to M••••• S•••••• D• I•••left Mar 15, 2004, registered Jun 24, 2004 (101 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address