DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Delta Capital Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2020 · 10 filings
SEC status approved since Apr 30, 2020
RAUM
$277M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$46.2M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$277M as of Mar 31, 2026
Mar 30, 2020$104M then
HNW client RAUM$133M as of Mar 31, 2022
Mar 30, 2020$59.3M then
State-registered IARs (5.B.3)6 as of Mar 31, 2026
Mar 30, 202011 then
Employees (5.A)9 as of Mar 31, 2026
Mar 30, 202012 then
Private funds: no history
RAUM +12% over the last fiscal year+11% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $46.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$277M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 108reported
- Charitable clients
- n/areported
- Accounts
- 108reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Elliott Truesdell | Maitland, Fl | Apr 11, 2016 | 15 y | 1 |
| Duncan Comrie DewahlCertified Financial Planner | Maitland, Fl | Jan 5, 2026 | 36 y | 3 |
| Madeline Grace Baker | Maitland, Fl | Feb 26, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Gregory Morris Beardslee to American Harbour Wealth Management, LLCFeb 9, 2023 · RIA to a state-registered adviser
- Matthew Bernard Haushalter to American Harbour Wealth Management, LLCFeb 9, 2023 · RIA to a state-registered adviser
- Eric James Hoebbel to American Harbour Wealth Management, LLCFeb 9, 2023 · RIA to a state-registered adviser
- Larry Eugene Foster to Delta Advisory Group, Inc.Jan 25, 2023 · RIA to RIA
- Alexander Joseph Moore to Delta Advisory Group, Inc.Jun 30, 2022 · Other
- Christine Craig Heckman to Clearview 401k AdvisorsMar 18, 2022 · RIA to a state-registered adviser
- Thomas Isaac Blake to Ameriprise Financial Services, LLCMay 3, 2016 · RIA to affiliated broker-dealer or bank
Joined, latest
- Duncan Comrie Dewahl from Waddell & ReedJan 5, 2026 · Other
- Matthew Bernard Haushalter from Concourse Financial Group AdvisorsDec 16, 2022 · Affiliated broker-dealer or bank to independent RIA
- Gregory Morris Beardslee from Concourse Financial Group AdvisorsJan 27, 2021 · Affiliated broker-dealer or bank to independent RIA
- Eric James Hoebbel from Concourse Financial Group AdvisorsJan 27, 2021 · Affiliated broker-dealer or bank to independent RIA
- Larry Eugene Foster from Edward JonesDec 18, 2020 · Affiliated broker-dealer or bank to independent RIA
- Christine Craig Heckman from Aegis Wealth Management, LLCDec 23, 2019 · RIA to RIA
- Christopher Elliott Truesdell from Delta Advisory Group, Inc.Apr 11, 2016 · Other
- Alexander Joseph Moore from Edward JonesJan 3, 2014 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for American Harbour Wealth Management, LLCFeb 9, 2023 · Maitland, Fl
- 2 joined from Concourse Financial Group AdvisorsMar 20, 2020 · Orlando, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Amy Casterline · Ownercontrolsince 01/2023 · owns 75% or more
- Rebecca Megan Johnson · Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- Elliott Christopher Truesdell · President, Partnercontrolsince 11/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
- Delta Advisory Group, Inc.investment advisernRAUM $216M
- Delta Insurance Group, LLCreal estaten
Advisers that list Delta Capital Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Maitland, Fl · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 31, 2026discretionary share of RAUM of 0% against a peer median of 100% (108 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: institutional managers, $100M to $500M (108) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 128 to 108Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6Mar 31, 2025 to Mar 31, 2026
- Pension plan clients · 128 to 108Mar 31, 2025 to Mar 31, 2026
- Employees · 8 to 9Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 5 to 6Mar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $248M to $277MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $248M to $277MMar 31, 2025 to Mar 31, 2026
- RAUM · $248M to $277MMar 31, 2025 to Mar 31, 2026
- Accounts · 125 to 128Apr 1, 2024 to Mar 31, 2025
- Pension plan clients · 125 to 128Apr 1, 2024 to Mar 31, 2025
- Employees · 7 to 8Apr 1, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Apr 1, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $220M to $248MApr 1, 2024 to Mar 31, 2025
- Pension RAUM · $220M to $248MApr 1, 2024 to Mar 31, 2025
- RAUM · $220M to $248MApr 1, 2024 to Mar 31, 2025
- Accounts · 130 to 125May 1, 2023 to Apr 1, 2024
- Advisory activities · 2 to 1May 1, 2023 to Apr 1, 2024
- Pension plan clients · 130 to 125May 1, 2023 to Apr 1, 2024
- Financial planning clients · 1-10 to 0May 1, 2023 to Apr 1, 2024
- Non-discretionary RAUM · $202M to $220MMay 1, 2023 to Apr 1, 2024
- Pension RAUM · $202M to $220MMay 1, 2023 to Apr 1, 2024
- RAUM · $202M to $220MMay 1, 2023 to Apr 1, 2024
- Accounts · 829 to 130Mar 31, 2022 to May 1, 2023
- Advisory employees · 10 to 5Mar 31, 2022 to May 1, 2023
- Advisory activities · 3 to 2Mar 31, 2022 to May 1, 2023
- BD registered reps · 2 to 0Mar 31, 2022 to May 1, 2023
- Corporate clients · 8.0 to unsetMar 31, 2022 to May 1, 2023
- HNW clients · 82.0 to unsetMar 31, 2022 to May 1, 2023
- Individual clients · 314.0 to unsetMar 31, 2022 to May 1, 2023
- Pension plan clients · unset to 130.0Mar 31, 2022 to May 1, 2023
- Assets in custody · 90014319.0 to unsetMar 31, 2022 to May 1, 2023
- Custody of client assets · true to falseMar 31, 2022 to May 1, 2023
- Employees · 12 to 7Mar 31, 2022 to May 1, 2023
- State-registered IARs · 10 to 5Mar 31, 2022 to May 1, 2023
- Discretionary RAUM · $212M to $0Mar 31, 2022 to May 1, 2023
- HNW RAUM · 132620461.0 to unsetMar 31, 2022 to May 1, 2023
- Individual RAUM · 63219965.0 to unsetMar 31, 2022 to May 1, 2023
- Non-discretionary RAUM · $0 to $202MMar 31, 2022 to May 1, 2023
- Pension RAUM · unset to 202000000.0Mar 31, 2022 to May 1, 2023
- RAUM · $212M to $202MMar 31, 2022 to May 1, 2023
Signals
13 dated events
- Joseph Alexander Moore (President, Partner) no longer on Schedule A of Delta Capital Management, Llc (listed 2022-03-31, absent 2023-05-01)May 1, 2023 · Control person left · inference
- Amy Casterline (Owner) appeared on Schedule A of Delta Capital Management, LlcMay 1, 2023 · Control person joined · fact
- Gregory Morris Beardslee left Delta Capital Management, Llc for American Harbour Wealth Management, Llc (registered 2022-08-16)Feb 9, 2023 · Advisor changed firm · fact
- Eric James Hoebbel left Delta Capital Management, Llc for American Harbour Wealth Management, Llc (registered 2022-05-19)Feb 9, 2023 · Advisor changed firm · fact
- Matthew Bernard Haushalter left Delta Capital Management, Llc for American Harbour Wealth Management, Llc (registered 2023-03-17)Feb 9, 2023 · Advisor changed firm · fact
- 3 advisors left Delta Capital Management, LLC (Maitland, FL) for American Harbour Wealth Management, LLC on the same dayFeb 9, 2023 · Team lift-out · derived
- Larry Eugene Foster left Delta Capital Management, Llc for Delta Advisory Group, Inc. (registered 2022-09-06)Jan 25, 2023 · Advisor changed firm · fact
- Alexander Joseph Moore left Delta Capital Management, Llc for Delta Advisory Group, Inc. (registered 2015-04-27)Jun 30, 2022 · Advisor changed firm · fact
- Christine Craig Heckman left Delta Capital Management, Llc for Clearview 401K Advisors (registered 2026-05-14)Mar 18, 2022 · Advisor changed firm · fact
- Donovan Sean Casterline (Managing Member) no longer on Schedule A of Delta Capital Management, Llc (listed 2021-02-26, absent 2021-11-09)Nov 9, 2021 · Control person left · inference
- Elliott Christopher Truesdell (Vp, Partner) appeared on Schedule A of Delta Capital Management, LlcNov 9, 2021 · Control person joined · fact
- Joseph Alexander Moore (President) appeared on Schedule A of Delta Capital Management, LlcFeb 26, 2021 · Control person joined · fact
- Delta Capital Management, Llc filed its initial SEC registration (Form ADV)Mar 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- DELTAADVISOR.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 407-422-2423reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026