W• K•••• K••••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 3, 2024 · Overgaard, Az
• O•••• W•••••• I••• BD affiliated
  Nov 2, 2018 to Jun 5, 2024 · Los Angeles, Ca
• S••••••• I••••••••• I••• former
  Jun 26, 2017 to Nov 2, 2018 · Cedar Rapids, Ia
• A••••••• G•••••• F•••••••• A•••••••• I••• unclassified
  Mar 3, 2003 to Apr 13, 2004 · Glendale, Ca
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Jan 28, 2003 to Apr 6, 2004 · Glendale , Ca

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Jun 5, 2024, registered Jun 3, 2024 (-2 days) · Affiliated broker-dealer or bank to another
• S••••••• I••••••••• I••• to O•••• W•••••• I•••
  left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
• A••••••• G•••••• F•••••••• A•••••••• I••• to S••••••• I••••••••• I•••
  left Apr 13, 2004, registered Jun 26, 2017 (4822 days) · Other
• V•••• F•••••••• A•••••••• I••• to A••••••• G•••••• F•••••••• A•••••••• I•••
  left Apr 6, 2004, registered Mar 3, 2003 (-400 days) · Other

• ••• Locked
  Jun 5, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address