RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• T••••• B•••••••
- W••••• E•••••• independent RIA currentsince Feb 26, 2024 · Boston, Ma
- A••••• P•••••• A•••••••• L•• formerNov 7, 2018 to Jan 17, 2020 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 29, 2017 to Sep 10, 2018 · New York, Ny
- M•••••• A•••••• A••••••• L•• independent RIAMar 9, 2010 to Nov 10, 2016 · Jersey City, Nj
- A••••• P•••••• A•••••••• L•• to W••••• E••••••left Jan 17, 2020, registered Feb 26, 2024 (1501 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• P•••••• A•••••••• L••left Sep 10, 2018, registered Nov 7, 2018 (58 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M•••••• A•••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 10, 2016, registered Mar 29, 2017 (139 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address