DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• M••••• K••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseDestin, Fldual registrantIAPD 2038258

Feed of 09/14/2026

Also filed as Tammy M••••• Clemons

At current firm

3 y

since Oct 4, 2022

In the industry

36 y

since May 9, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Oct 4, 2022 · Destin, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 22, 2016 to Sep 29, 2022 · Fort Walton Beach, Fl
S••••••• F•••••••• S•••••••• I••• former
Jun 23, 2015 to Jul 10, 2015 · Tallahassee, Fl
S•••• F•••••••• A•••••••• I••• former
Oct 24, 2013 to Nov 4, 2013 · Okeechobee, Fl
V•••• F•••••••• A•••••••• I••• BD affiliated
Aug 31, 2010 to May 2, 2013 · Pompano Beach, Fl
J•••• • L••••• S••••••••• C••• unclassified
Oct 21, 2009 to Feb 18, 2010 · Ft. Lauderdale, Fl
V•••• F•••••••• A•••••••• I••• BD affiliated
Oct 5, 1998 to Apr 17, 2009 · Pompano Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 29, 2022, registered Oct 4, 2022 (5 days) · Affiliated broker-dealer or bank to wirehouse
S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Jul 10, 2015, registered Jan 22, 2016 (196 days) · Other
S•••• F•••••••• A•••••••• I••• to S••••••• F•••••••• S•••••••• I•••
left Nov 4, 2013, registered Jun 23, 2015 (596 days) · Other
V•••• F•••••••• A•••••••• I••• to S•••• F•••••••• A•••••••• I•••
left May 2, 2013, registered Oct 24, 2013 (175 days) · Other
J•••• • L••••• S••••••••• C••• to V•••• F•••••••• A•••••••• I•••
left Feb 18, 2010, registered Aug 31, 2010 (194 days) · Other
V•••• F•••••••• A•••••••• I••• to J•••• • L••••• S••••••••• C•••
left Apr 17, 2009, registered Oct 21, 2009 (187 days) · Other

Signals

T••••• M••••• K•••••• left C••••• I••••••••• A••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-10-04)
Sep 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address