M•••••• G••• T•••••

• W•••• I••••••••• A•••••••• L•• other current
  since Jul 2, 2019 · Lincroft, Nj
• I••••••••• F•••••••• P••••••• BD affiliated
  Apr 20, 2012 to Jun 22, 2015 · San Luis Obispo, Ca
• L•• F•••••••• L•• BD affiliated
  Nov 30, 2010 to Mar 27, 2013 · Fort Mill, Sc
• N•• A•••••••• I••• unclassified
  Jan 23, 2009 to Nov 30, 2010 · San Luis Obispo, Ca
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Jan 26, 2009 · San Luis Obispo, Ca
• M••••• S•••••• D• I••• unclassified
  Jul 8, 1997 to Apr 2, 2007 · Santa Maria, Ca

• I••••••••• F•••••••• P••••••• to W•••• I••••••••• A•••••••• L••
  left Jun 22, 2015, registered Jul 2, 2019 (1471 days) · Other · moved with a team
• L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••
  left Mar 27, 2013, registered Apr 20, 2012 (-341 days) · Other
• N•• A•••••••• I••• to L•• F•••••••• L••
  left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
• M••••• S•••••• • C•• L•• to N•• A•••••••• I•••
  left Jan 26, 2009, registered Jan 23, 2009 (-3 days) · Other
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Other adviserderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address