RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•• E••••• E••••
- H••••• C••• W••••• M••••••••• independent RIA currentsince Mar 25, 2022 · Bainbridge Island, Wa
- O••••••••• institutionalSep 7, 2021 to May 4, 2022 · Bainbridge Island, Wa
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 4, 2019 · Seattle, Wa
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 5, 2003 to Jun 1, 2009 · Silverdale, Wa
- O••••••••• to H••••• C••• W••••• M•••••••••left May 4, 2022, registered Mar 25, 2022 (-40 days) · Other · moved with a team
- M••••• S•••••• to O•••••••••left Apr 4, 2019, registered Sep 7, 2021 (887 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- R•• E••••• E•••• left Onedigital for H••••• C••• W••••• M••••••••• (registered 2022-03-25)May 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address