DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kimberly Kay Mika
Feed of 09/15/2026
At current firm
0 y
since Apr 28, 2026
In the industry
36 y
since Feb 1, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kestra Advisory Services, LLC BD affiliated currentsince Apr 28, 2026 · Naperville, Il
- Commonwealth Financial Network national BDFeb 20, 2018 to Apr 29, 2026 · Naperville, Il
- LPL Financial LLC BD affiliatedFeb 14, 2018 to Mar 5, 2018 · Naperville, Il
- Invest Financial Corporation formerOct 17, 2000 to Feb 14, 2018 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Kestra Advisory Services, LLCleft Apr 29, 2026, registered Apr 28, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- LPL Financial LLC to Commonwealth Financial Networkleft Mar 5, 2018, registered Feb 20, 2018 (-13 days) · RIA to affiliated broker-dealer or bank
- Invest Financial Corporation to LPL Financial LLCleft Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
Signals
- Kimberly Kay Mika left Commonwealth Financial Network for Kestra Advisory Services, Llc (registered 2026-04-28)Apr 29, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address