RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• G••••• M••••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Oct 21, 2009 · Berkeley Heights, Nj
- C•••••• G•••• • C• I•• formerJun 30, 2008 to Oct 9, 2009 · Syracuse, Ny
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedDec 7, 2006 to Jul 1, 2008 · Wayne, Nj
- E•••• N••••••• S••••••••• I••• formerFeb 3, 2006 to Nov 7, 2006 · Teaneck, Nj
- B•• I••••••••• C••••• I••• unclassifiedDec 6, 2005 to Jan 30, 2006 · New York, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to May 25, 2005 · Rutherford, Nj
- Q•••• • R•••••• I••• unclassifiedOct 11, 2002 to Oct 20, 2004 · Rutherford, Nj
- C•••••• G•••• • C• I•• to V•••• F•••••••• A•••••••• I•••left Oct 9, 2009, registered Oct 21, 2009 (12 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to C•••••• G•••• • C• I••left Jul 1, 2008, registered Jun 30, 2008 (-1 days) · Other
- E•••• N••••••• S••••••••• I••• to A••••••• G•••••• S••••••••• I•••••••••left Nov 7, 2006, registered Dec 7, 2006 (30 days) · Other
- B•• I••••••••• C••••• I••• to E•••• N••••••• S••••••••• I•••left Jan 30, 2006, registered Feb 3, 2006 (4 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to B•• I••••••••• C••••• I•••left May 25, 2005, registered Dec 6, 2005 (195 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address