RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• E••• L••••••
- N•• W•••• A••••••• G••••• L•• independent RIA currentsince Jun 9, 2003 · Sandy, Ut
- E•• F•••••••• A••••••• independent RIAOct 15, 2002 to May 29, 2003 · Salt Lake City, Ut
- T•• I•••••• G••••• I••• formerMar 12, 2002 to Oct 10, 2002 · Salt Lake City, Ut
- E•• F•••••••• A••••••• to N•• W•••• A••••••• G••••• L••left May 29, 2003, registered Jun 9, 2003 (11 days) · Other
- T•• I•••••• G••••• I••• to E•• F•••••••• A•••••••left Oct 10, 2002, registered Oct 15, 2002 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address