DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Net Worth Advisory Group, LLC
Latest filing Mar 23, 2026
First filing on the tape Mar 20, 2012 · 22 filings
SEC status approved since Mar 6, 2006
RAUM
$838M
reported, Item 5.F
Discretionary
57%
of RAUM
Private clients
100%
$838M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$55.9M
derived; firm RAUM over IAPD count
Employees
20
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$838M as of Mar 23, 2026
Mar 20, 2012$139M then
HNW client RAUM$633M as of Mar 23, 2026
Feb 13, 2018$246M then
State-registered IARs (5.B.3)13 as of Mar 23, 2026
Mar 20, 20120 then
Employees (5.A)20 as of Mar 23, 2026
Feb 27, 201313 then
Private funds: no history
RAUM +17% over the last fiscal year+17% a year over threeIARs 0 to 13
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $55.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $257,563derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 57%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 15.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$633M76%
- Individuals$205M24%
- Individual clients
- 594reported
- HNW clients
- 268reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,255reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Raymond Evan LevitreCertified Financial Planner | Sandy, Ut | Jun 9, 2003 | 36 y | 2 |
| David William SwappCertified Financial Planner | Sandy, Ut | Jul 27, 2005 | 21 y | 1 |
| Richard Curtiss SmithCertified Financial Planner | Sandy, Ut | Sep 1, 2011 | 17 y | 0 |
| Gregory M. SimmonsCertified Financial Planner | Sandy, Ut | Feb 24, 2012 | 17 y | 0 |
| Michael K BerryCertified Financial Planner | Sandy, Ut | Nov 13, 2013 | 18 y | 1 |
| Merrit Arnell | Sandy, Ut | May 20, 2014 | 15 y | 0 |
| Kristina Newton Donahoo | Sandy, Ut | Jan 31, 2017 | 11 y | 0 |
| Amoree FarnsworthCertified Financial Planner | Sandy, Ut | Jan 7, 2020 | 10 y | 0 |
| Mckenna Shawn Jacobsen | Sandy, Ut | Mar 17, 2020 | 12 y | 0 |
| Neal Jones HansenCertified Financial Planner | Sandy, Ut | Nov 29, 2021 | 12 y | 1 |
| Cade Benjamin Pack | Sandy, Ut | Jul 15, 2024 | 10 y | 0 |
| Hunter Swapp | Sandy, Ut | Jan 13, 2025 | 10 y | 0 |
| Andrew David Fonda | Sandy, Ut | Sep 26, 2025 | 10 y | 0 |
| Ryan G PorterCertified Financial Planner | Sandy, Ut | Jun 4, 2026 | 10 y | 1 |
| Hunter Horrocks | Sandy, Ut | Jun 18, 2026 | 25 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Mitchell Thor Swensen to Fidelity Personal And Workplace AdvisorsFeb 21, 2023 · RIA to affiliated broker-dealer or bank
- Garrett W Bybee to Bybee Wealth Management LLCMay 24, 2018 · RIA to a state-registered adviser
- Kevin Douglas Michels to Medicus Wealth Planning, Inc.Aug 3, 2016 · Other
- Roxanne Smith Duennebeil to Morgan StanleyMar 9, 2016 · Other
Joined, latest
- Hunter Horrocks from Strategic Advisers LLCJun 18, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ryan G Porter from Morgan StanleyJun 4, 2026 · Wirehouse to independent RIA
- Neal Jones Hansen from Vanguard Advisers, Inc.Nov 29, 2021 · Affiliated broker-dealer or bank to independent RIA
- Roxanne Smith Duennebeil from Edward JonesOct 23, 2014 · Other
- Michael K Berry from UBS Financial Services Inc.Nov 13, 2013 · Other
- David William Swapp from LPL Financial LLCJul 27, 2005 · Other
- Raymond Evan Levitre from Esi Financial AdvisorsJun 9, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Evan Raymond Levitre · Managing Member & Chief Compliance Officercontrolsince 04/2003 · owns 25% to 50%
- M. Gregory Simmons · Managing Membercontrolsince 01/2020 · owns 10% to 25%
- Curtiss Richard Smith · Managing Membercontrolsince 09/2021 · owns 10% to 25%
- William David Swapp · Managing Membercontrolsince 01/2008 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sandy, Ut · principal | 15 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,970 to 3,255Mar 13, 2025 to Mar 23, 2026
- Advisory employees · 10 to 13Mar 13, 2025 to Mar 23, 2026
- HNW clients · 232 to 268Mar 13, 2025 to Mar 23, 2026
- Individual clients · 564 to 594Mar 13, 2025 to Mar 23, 2026
- Employees · 18 to 20Mar 13, 2025 to Mar 23, 2026
- State-registered IARs · 0 to 13Mar 13, 2025 to Mar 23, 2026
- Discretionary RAUM · $411M to $475MMar 13, 2025 to Mar 23, 2026
- HNW RAUM · $550M to $633MMar 13, 2025 to Mar 23, 2026
- Individual RAUM · $168M to $205MMar 13, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $307M to $364MMar 13, 2025 to Mar 23, 2026
- RAUM · $718M to $838MMar 13, 2025 to Mar 23, 2026
- Accounts · 2,700 to 2,970Mar 12, 2024 to Mar 13, 2025
- Advisory employees · 9 to 10Mar 12, 2024 to Mar 13, 2025
- HNW clients · 188 to 232Mar 12, 2024 to Mar 13, 2025
- Individual clients · 548 to 564Mar 12, 2024 to Mar 13, 2025
- Employees · 16 to 18Mar 12, 2024 to Mar 13, 2025
- Financial planning clients · More than 500 to More than 500Mar 12, 2024 to Mar 13, 2025
- Discretionary RAUM · $367M to $411MMar 12, 2024 to Mar 13, 2025
- HNW RAUM · $448M to $550MMar 12, 2024 to Mar 13, 2025
- Individual RAUM · $184M to $168MMar 12, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $265M to $307MMar 12, 2024 to Mar 13, 2025
- RAUM · $632M to $718MMar 12, 2024 to Mar 13, 2025
- Accounts · 2,494 to 2,700Feb 16, 2023 to Mar 7, 2024
- HNW clients · 165 to 188Feb 16, 2023 to Mar 7, 2024
- Individual clients · 543 to 548Feb 16, 2023 to Mar 7, 2024
- Discretionary RAUM · $323M to $367MFeb 16, 2023 to Mar 7, 2024
- HNW RAUM · $380M to $448MFeb 16, 2023 to Mar 7, 2024
- Individual RAUM · $144M to $184MFeb 16, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $202M to $265MFeb 16, 2023 to Mar 7, 2024
- RAUM · $524M to $632MFeb 16, 2023 to Mar 7, 2024
- Accounts · 2,396 to 2,494Mar 14, 2022 to Feb 16, 2023
- HNW clients · 176 to 165Mar 14, 2022 to Feb 16, 2023
- Individual clients · 483 to 543Mar 14, 2022 to Feb 16, 2023
- Discretionary RAUM · $341M to $323MMar 14, 2022 to Feb 16, 2023
- HNW RAUM · $410M to $380MMar 14, 2022 to Feb 16, 2023
- Individual RAUM · $172M to $144MMar 14, 2022 to Feb 16, 2023
- Non-discretionary RAUM · $240M to $202MMar 14, 2022 to Feb 16, 2023
- RAUM · $582M to $524MMar 14, 2022 to Feb 16, 2023
- Accounts · 2,224 to 2,396Feb 9, 2021 to Feb 23, 2022
- Advisory employees · 8 to 9Feb 9, 2021 to Feb 23, 2022
Signals
4 dated events
- Net Worth Advisory Group, Llc reported 13 state-registered advisory representatives, up from 0 (2025-03-13 to 2026-03-23)Mar 23, 2026 · Advisor headcount change · derived
- Mitchell Thor Swensen left Net Worth Advisory Group, Llc for Fidelity Personal And Workplace Advisors (registered 2023-04-25)Feb 21, 2023 · Advisor changed firm · fact
- Curtiss R Smith (Managing Member) appeared on Schedule A of Net Worth Advisory Group, LlcFeb 23, 2022 · Control person joined · fact
- M. Gregory Simmons (Managing Member) appeared on Schedule A of Net Worth Advisory Group, LlcFeb 9, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- leann@networthadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- abbie@networthadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- madison@networthadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- malena@networthadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- sam@networthadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- daniel@networthadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- hannah@networthadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- hunter@networthadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kristy@networthadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- brian@networthadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- curtiss@networthadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-566-6639reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026