RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J•••••••• W••••••
- G••••• V••• C•••••• M••••••••• L•• independent RIA currentsince Jan 9, 2023 · Waukesha, Wi
- E•••••••• P•••• L•• unclassifiedJan 7, 2021 to Dec 31, 2022 · Denton, Tx
- E•••••••• P•••• L•• unclassifiedJan 13, 2020 to Dec 31, 2020 · Denton, Tx
- E•••••••• P•••• L•• unclassifiedJan 15, 2019 to Dec 31, 2019 · Carrollton, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDOct 6, 2006 to Aug 7, 2018 · Mandeville, La
- E•••••••• P•••• L•• to G••••• V••• C•••••• M••••••••• L••left Dec 31, 2022, registered Jan 9, 2023 (9 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to E•••••••• P•••• L••left Aug 7, 2018, registered Jan 15, 2019 (161 days) · Other
- R•••••• J•••••••• W•••••• left E•••••••• P•••• L•• for G••••• V••• C•••••• M••••••••• L•• (registered 2023-01-09)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address