DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Kevin Wilkins
Feed of 09/14/2026
At current firm
0 y
since Jul 1, 2026
In the industry
34 y
since Jan 13, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stratos Wealth Partners, Ltd BD affiliated currentsince Jul 1, 2026 · Naperville, Il
- Osaic Wealth, Inc. BD affiliatedJun 14, 2024 to Jul 6, 2026 · St. Petersburg, Fl
- Securities America Advisors, Inc. formerOct 23, 2017 to Jun 14, 2024 · Naperville, Il
- Advantage Investment Management, LLC formerOct 25, 2011 to Jul 13, 2012 · Naperville, Il
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerJun 9, 2010 to Nov 6, 2017 · Napervile, Il
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Stratos Wealth Partners, Ltdleft Jul 6, 2026, registered Jul 1, 2026 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Advantage Investment Management, LLCleft Nov 6, 2017, registered Oct 25, 2011 (-2204 days) · Other · moved with a team
- Advantage Investment Management, LLC to Securities America Advisors, Inc.left Jul 13, 2012, registered Oct 23, 2017 (1928 days) · Other
Signals
- James Kevin Wilkins left Osaic Wealth, Inc. for Stratos Wealth Partners, Ltd (registered 2026-07-01)Jul 6, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address