RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• R•••••• S••••
- Title
- Chief Investment Officer and Portfolio Managerreportedlsadvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- L• • S• A•••••••• I•• independent RIA currentsince Aug 1, 2008 · Los Angeles, Ca
- F•• C••• independent RIANov 4, 2005 to Jul 6, 2006 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 8, 1997 to Nov 4, 2005 · Century City, Ca
- F•• C••• to L• • S• A•••••••• I••left Jul 6, 2006, registered Aug 1, 2008 (757 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•• C•••left Nov 4, 2005, registered Nov 4, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address