DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

F•• C•••

Independent wealth managerHouston, TexasCRD 110658SEC 801-20514websiteIAPD
Latest filing Feb 17, 2026
First filing on the tape Dec 21, 2011 · 26 filings
SEC status approved since Jan 13, 1984
RAUM
$623M
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
73%
$453M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$51.9M
derived; firm RAUM over IAPD count
Employees
17
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$623M as of Feb 17, 2026
Dec 21, 2011$396M then
HNW client RAUM$422M as of Feb 17, 2026
Dec 21, 2017$309M then
State-registered IARs (5.B.3)12 as of Feb 17, 2026
Dec 21, 20110 then
Employees (5.A)17 as of Feb 17, 2026
Dec 21, 201216 then
Private funds1 as of Feb 17, 2026
Dec 21, 20113 then
RAUM +19% over the last fiscal year+17% a year over threeIARs 12 to 12
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
RAUM per advisor
$51.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
15derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.0MderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
79%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
6.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.4%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Custody
$170M, 80 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$422M68%
  • Pooled investment vehicles$111M18%
  • Investment companies$59.0M9.5%
  • Individuals$31.3M5.0%
Individual clients
91reported
HNW clients
84reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
563reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$170M for 80 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.73 fund_share=0.27 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
W••••• R••••• Y•••••Houston, TxJul 16, 200424 y0
R••••• A•••• B••••Houston, TxJan 18, 200522 y0
R••••• W••••• S••••••Houston, TxOct 21, 200550 y0
W•••••• B••••••• L••••Houston, TxNov 3, 200818 y0
S••••• C• C•••••••Houston, TxAug 2, 201221 y0
C•••• J•••• Y••Houston, TxSep 16, 201910 y0
C•••••••• S•••••• D••••••Houston, TxJul 28, 202014 y0
R••• E••••• S••••••Fort Worth, Tx Dec 17, 202112 y0
C•••• K••Certified Financial PlannerFort Worth, Tx May 6, 202219 y1
B•••••• F••••• W•••••••Houston, TxMay 3, 202312 y0
F•••••••• W•••••• V•• W••Calgary Jun 4, 20249 y0
E••• L••••• M••••••Certified Financial PlannerFort Worth, TxOct 18, 202410 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Private funds
3 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
A••••••• L••Other Private Fund$42.0M49Dec 21, 2011
G••••• R•••• L•no longer reportedReal Estate Fund$995,72619Dec 21, 2011
N•••••••• P••••••••• I•••no longer reportedReal Estate Fund$506,87328Dec 21, 2011
Owners and control persons
Schedule A and B, latest filing
  • D••••••• C••••••••• S•••••• · Vice Presidentcontrol
    since 04/2024 · owns less than 5%
  • L••••• W••••••• B••••••• · Chief Compliance Officercontrol
    since 12/2012 · owns less than 5%
  • M••••••••• D••••• D••• · Chief Operating Officercontrol
    since 07/2022 · owns less than 5%
  • S••••••• R•••••• W••••• · Director, Ceocontrol
    since 10/1983 · owns less than 5%
  • S••••••• R•••• E••••• · Presidentcontrol
    since 04/2024 · owns less than 5%
  • Y•••••• W•••••• R••••• · Chief Investment Officercontrol
    since 06/2008 · owns less than 5%
  • S••••••• R•••••• W••••• · President & Directorcontrol
    since 10/1983 · owns 50% to 75% of F•••• C••••••••• H••••••• C•••••••••
Entity owners
  • F•••• C••••••••• H••••••• C••••••••• · Shareholder
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • R••• E• S••••••
    n
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Houston, Tx · principal1100
Fort Worth, Tx300
Offices
Schedule D 1.F, the 25 largest
  • Fort Worth, TX3 employees
What changed
consecutive filings, newest first
  • Accounts · 543 to 563
    Dec 24, 2024 to Dec 23, 2025
  • HNW clients · 81 to 84
    Dec 24, 2024 to Dec 23, 2025
  • Individual clients · 82 to 91
    Dec 24, 2024 to Dec 23, 2025
  • Assets in custody · $100M to $170M
    Dec 24, 2024 to Dec 23, 2025
  • Financial planning clients · 101-250 to 101-250
    Dec 24, 2024 to Dec 23, 2025
  • Discretionary RAUM · $467M to $494M
    Dec 24, 2024 to Dec 23, 2025
  • HNW RAUM · $388M to $422M
    Dec 24, 2024 to Dec 23, 2025
  • Individual RAUM · $30.7M to $31.3M
    Dec 24, 2024 to Dec 23, 2025
  • Non-discretionary RAUM · $58.7M to $129M
    Dec 24, 2024 to Dec 23, 2025
  • Pooled vehicle RAUM · $48.9M to $111M
    Dec 24, 2024 to Dec 23, 2025
  • RAUM · $526M to $623M
    Dec 24, 2024 to Dec 23, 2025
  • Accounts · 552 to 543
    Dec 20, 2023 to Dec 24, 2024
  • HNW clients · 94 to 81
    Dec 20, 2023 to Dec 24, 2024
  • Individual clients · 59 to 82
    Dec 20, 2023 to Dec 24, 2024
  • Assets in custody · $94.5M to $100M
    Dec 20, 2023 to Dec 24, 2024
  • Employees · 21 to 17
    Dec 20, 2023 to Dec 24, 2024
  • State-registered IARs · 11 to 12
    Dec 20, 2023 to Dec 24, 2024
  • Discretionary RAUM · $393M to $467M
    Dec 20, 2023 to Dec 24, 2024
  • HNW RAUM · $334M to $388M
    Dec 20, 2023 to Dec 24, 2024
  • Individual RAUM · $22.8M to $30.7M
    Dec 20, 2023 to Dec 24, 2024
  • Non-discretionary RAUM · $72.0M to $58.7M
    Dec 20, 2023 to Dec 24, 2024
  • Pooled vehicle RAUM · $60.7M to $48.9M
    Dec 20, 2023 to Dec 24, 2024
  • RAUM · $465M to $526M
    Dec 20, 2023 to Dec 24, 2024
  • Accounts · 480 to 552
    Dec 22, 2022 to Dec 20, 2023
  • Advisory employees · 12 to 11
    Dec 22, 2022 to Dec 20, 2023
  • HNW clients · 72 to 94
    Dec 22, 2022 to Dec 20, 2023
  • Individual clients · 85 to 59
    Dec 22, 2022 to Dec 20, 2023
  • Assets in custody · $69.7M to $94.5M
    Dec 22, 2022 to Dec 20, 2023
  • State-registered IARs · 12 to 11
    Dec 22, 2022 to Dec 20, 2023
  • Discretionary RAUM · $337M to $393M
    Dec 22, 2022 to Dec 20, 2023
  • HNW RAUM · $287M to $334M
    Dec 22, 2022 to Dec 20, 2023
  • Individual RAUM · $20.9M to $22.8M
    Dec 22, 2022 to Dec 20, 2023
  • Non-discretionary RAUM · $48.8M to $72.0M
    Dec 22, 2022 to Dec 20, 2023
  • Pooled vehicle RAUM · $32.7M to $60.7M
    Dec 22, 2022 to Dec 20, 2023
  • RAUM · $386M to $465M
    Dec 22, 2022 to Dec 20, 2023
  • Related insurance company · true to false
    Dec 22, 2022 to Dec 20, 2023
  • State-registered IARs · 9 to 12
    Feb 11, 2022 to Dec 22, 2022
  • Discretionary RAUM · $468M to $337M
    Feb 11, 2022 to Dec 22, 2022
  • HNW RAUM · $403M to $287M
    Feb 11, 2022 to Dec 22, 2022
  • Individual RAUM · $19.6M to $20.9M
    Feb 11, 2022 to Dec 22, 2022
Signals
9 dated events
  • Edward Ryan Scharar (President) appeared on Schedule A of F•• C•••
    Dec 24, 2024 · Control person joined · fact
  • Scharar Christina Doherty (Vice President) appeared on Schedule A of F•• C•••
    Dec 24, 2024 · Control person joined · fact
  • Arthur Richard Moffett (Vice President Of Administration) no longer on Schedule A of F•• C••• (listed 2023-12-20, absent 2024-12-24)
    Dec 24, 2024 · Control person left · inference
  • J••••• A•• L•••• left F•• C••• for P••• C••••••• P••••••• (registered 2025-04-07)
    May 20, 2024 · advisor f••• change · fact
  • Dale Diana Murphy-Belger (Chief Operating Officer) appeared on Schedule A of F•• C•••
    Dec 20, 2023 · Control person joined · fact
  • G•••••• F••••• O•••• left F•• C••• for B••••••••• S•••••••• W•••••• L•• (registered 2023-06-16)
    Jun 9, 2023 · advisor f••• change · fact
  • F•• C••• reported RAUM $385.7M, down 26% from $521.6M (2022-02-11 to 2022-12-22)
    Dec 22, 2022 · RAUM change · derived
  • J••••••• E•••• M•••••• left F•• C••• for R•• A••••••• (registered 2023-02-23)
    Oct 13, 2022 · advisor f••• change · fact
  • Smith Shari Manning (Asst. Secretary) no longer on Schedule A of F•• C••• (listed 2018-12-26, absent 2019-12-26)
    Dec 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Business phone
713-781-2586reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
713-781-2856reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
817-984-3132reportedpublished by the firm, firm site, Sep 15, 2026
f••• profile url
linkedin.com/company/fcacorpreportedpublic record, Form ADV, Sep 18, 2026
f••• website
fcacorp.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
713-781-2856reportedpublic record, Form ADV, Feb 17, 2026
Contact form
fcacorp.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page
fcacorp.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$51.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

F•• C••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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