RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E••••• W•••
- N•••••••• L•• independent RIA currentsince Dec 19, 2024 · Philadelphia, Pa
- N•••••••• L•• independent RIADec 10, 2021 to Dec 31, 2022 · Palm Beach, Fl
- B••• M••• T•••• A•••••••• L•• independent RIAOct 17, 2016 to Dec 20, 2019 · Philadelphia, Pa
- W••• C•••••• M••••••••• I••• formerNov 15, 1994 to Mar 30, 2017 · Philadelphia, Pa
- B••• M••• T•••• A•••••••• L•• to N•••••••• L••left Dec 20, 2019, registered Dec 10, 2021 (721 days) · RIA to RIA
- W••• C•••••• M••••••••• I••• to B••• M••• T•••• A•••••••• L••left Mar 30, 2017, registered Oct 17, 2016 (-164 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address