DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nexwealth LLC
Latest filing Jun 10, 2026
First filing on the tape Dec 8, 2020 · 16 filings
SEC status approved since Jan 8, 2021
RAUM
$172M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
63%
$109M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$172M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$172M as of Jun 10, 2026
Mar 30, 2022$111M then
HNW client RAUM$74.1M as of Jun 10, 2026
Mar 30, 2022$67.7M then
State-registered IARs (5.B.3)2 as of Jun 10, 2026
Mar 30, 20222 then
Employees (5.A)6 as of Jun 10, 2026
Mar 30, 20225 then
Private funds: no history
RAUM +30% over the last fiscal year+13% a year over threeIARs 3 to 2offices 0 to 1
Practice profile
derived from the filing of Jun 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $172MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 147derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$74.1M43%
- Corporations and businesses$63.6M37%
- Individuals$34.6M20%
- Individual clients
- 127reported
- HNW clients
- 20reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 172reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.63 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Edward West | Philadelphia, Pa | Dec 19, 2024 | 35 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Tyler Robert Procacci to Diversified, LLCAug 27, 2025 · RIA to RIA
- Dane Francis Czaplicki to Cs Planning CorpDec 31, 2022 · RIA to RIA
Joined, latest
- Dane Francis Czaplicki from Long Short Advisors, LLCDec 10, 2021 · Other
- Matthew Edward West from Bryn Mawr Trust Advisors, LLCDec 10, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Matthew West · Managing Member / Chief Executive Officer / Presidentcontrolsince 10/2020 · owns 75% or more
- Melissa Kelly Christopher · Chief Compliance Officersince 12/2020 · owns less than 5%
Related persons
Schedule D 7.A
- Long Short Advisors, LLCinvestment advisernRAUM $154M
Advisers that list Nexwealth LLC as a related person
- 153632 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Glen Mills, Pa | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 145 to 172Aug 27, 2025 to Mar 30, 2026
- Advisory employees · 4 to 5Aug 27, 2025 to Mar 30, 2026
- Corporate clients · 22 to 25Aug 27, 2025 to Mar 30, 2026
- HNW clients · 19 to 20Aug 27, 2025 to Mar 30, 2026
- Individual clients · 104 to 127Aug 27, 2025 to Mar 30, 2026
- Employees · 5 to 6Aug 27, 2025 to Mar 30, 2026
- Financial planning clients · 26-50 to 11-25Aug 27, 2025 to Mar 30, 2026
- State-registered IARs · 3 to 2Aug 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $132M to $172MAug 27, 2025 to Mar 30, 2026
- HNW RAUM · $56.9M to $74.1MAug 27, 2025 to Mar 30, 2026
- Individual RAUM · $23.5M to $34.6MAug 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $176,681 to $0Aug 27, 2025 to Mar 30, 2026
- RAUM · $132M to $172MAug 27, 2025 to Mar 30, 2026
- Other offices · 0 to 1Jun 11, 2025 to Aug 27, 2025
- Financial planning clients · 26-50 to 26-50Mar 28, 2025 to Jun 11, 2025
- Accounts · 108 to 145Apr 1, 2024 to Mar 28, 2025
- Corporate clients · 14 to 22Apr 1, 2024 to Mar 28, 2025
- HNW clients · 21 to 19Apr 1, 2024 to Mar 28, 2025
- Individual clients · 73 to 104Apr 1, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 26-50Apr 1, 2024 to Mar 28, 2025
- State-registered IARs · 1 to 3Apr 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $129M to $132MApr 1, 2024 to Mar 28, 2025
- HNW RAUM · $71.2M to $56.9MApr 1, 2024 to Mar 28, 2025
- Individual RAUM · $19.9M to $23.5MApr 1, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $116,768 to $176,681Apr 1, 2024 to Mar 28, 2025
- RAUM · $129M to $132MApr 1, 2024 to Mar 28, 2025
- Accounts · 120 to 108Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 1 to 4Mar 31, 2023 to Mar 29, 2024
- Corporate clients · 15 to 14Mar 31, 2023 to Mar 29, 2024
- HNW clients · 25 to 21Mar 31, 2023 to Mar 29, 2024
- Individual clients · 80 to 73Mar 31, 2023 to Mar 29, 2024
- Employees · 4 to 5Mar 31, 2023 to Mar 29, 2024
- Financial planning clients · 1-10 to 11-25Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $119M to $129MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $72.2M to $71.2MMar 31, 2023 to Mar 29, 2024
- Individual RAUM · $16.1M to $19.9MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $92,795 to $116,768Mar 31, 2023 to Mar 29, 2024
- RAUM · $119M to $129MMar 31, 2023 to Mar 29, 2024
- Accounts · 55 to 120Nov 2, 2022 to Mar 31, 2023
- Advisory employees · 2 to 1Nov 2, 2022 to Mar 31, 2023
Signals
3 dated events
- Tyler Robert Procacci left Nexwealth Llc for Diversified, Llc (registered 2025-05-22)Aug 27, 2025 · Advisor changed firm · fact
- Dane Francis Czaplicki left Nexwealth Llc for Cs Planning Corp (registered 2022-12-21)Dec 31, 2022 · Advisor changed firm · fact
- Nexwealth Llc filed its initial SEC registration (Form ADV)Dec 8, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nexwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- nexwealthllc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-971-3939reportedpublic record, Form ADV, Jun 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $172Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026