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Registered advisor
J•••• R••••• F•••••••
Feed of 09/14/2026
Also filed as Jim F•••••••
At current firm
12 y
since Dec 2, 2013
In the industry
29 y
since Jun 9, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Dec 2, 2013 · Fresno, Ca
- S••••••••• A•••••• A•••••••• I••• formerJan 18, 2006 to Dec 6, 2013 · Fresno, Ca
- W••• S••••• F•••••••• G••••• I•• formerNov 5, 2002 to Jan 26, 2006 · Fresno, Ca
- A••••••• G•••••• F•••••••• A•••••••• I••• unclassifiedAug 6, 2002 to Nov 22, 2002 · Fresno, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 19, 2001 to Nov 12, 2002 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 6, 2013, registered Dec 2, 2013 (-4 days) · Other
- W••• S••••• F•••••••• G••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jan 26, 2006, registered Jan 18, 2006 (-8 days) · Other
- A••••••• G•••••• F•••••••• A•••••••• I••• to W••• S••••• F•••••••• G••••• I••left Nov 22, 2002, registered Nov 5, 2002 (-17 days) · Other
- V•••• F•••••••• A•••••••• I••• to A••••••• G•••••• F•••••••• A•••••••• I•••left Nov 12, 2002, registered Aug 6, 2002 (-98 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address