RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•• BD affiliated currentsince Dec 13, 2005 · Ann Arbor, Mi
- W•••• F•••• A••••••• wirehouseApr 23, 2004 to Dec 31, 2005 · Somerville, Nj
- Q•••• • R•••••• I••• unclassifiedSep 19, 2002 to Apr 29, 2004 · Belle Mead, Nj
- W•••• F•••• A••••••• to S••left Dec 31, 2005, registered Dec 13, 2005 (-18 days) · Other
- Q•••• • R•••••• I••• to W•••• F•••• A•••••••left Apr 29, 2004, registered Apr 23, 2004 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address