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Registered advisor
A••••• A•••••••• M•••••••
Feed of 09/15/2026
Also filed as Alex M•••••••
At current firm
4 y
since Feb 18, 2022
In the industry
36 y
since May 14, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Feb 18, 2022 · Fort Lauderdale, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 22, 2022 · Ft. Lauderdale, Fl
- M••••• S•••••• • C•• L•• unclassifiedJan 6, 2009 to Jun 1, 2009 · Ft. Lauderdale, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 27, 2003 to Jan 2, 2009 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•• C•••••• M••••••• L••left Feb 22, 2022, registered Feb 18, 2022 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••left Jan 2, 2009, registered Jan 6, 2009 (4 days) · Other
Signals
- A••••• A•••••••• M••••••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2022-02-18)Feb 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address