RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D••• W•••••
- C••• L•• BD affiliated currentsince Nov 10, 2025 · Omaha, Ne
- T•••• W••••• P•••••••• L•• formerJul 22, 2015 to Mar 23, 2026 · Cincinnati, Oh
- F•••••••• M••••••••• G•••• I•• formerDec 21, 2001 to Oct 23, 2015 · Cincinnati, Oh
- T•••• W••••• P•••••••• L•• to C••• L••left Mar 23, 2026, registered Nov 10, 2025 (-133 days) · RIA to affiliated broker-dealer or bank · moved with a team
- F•••••••• M••••••••• G•••• I•• to T•••• W••••• P•••••••• L••left Oct 23, 2015, registered Jul 22, 2015 (-93 days) · Other · moved with a team
- D•••• D••• W••••• left T•••• W••••• P•••••••• L•• for C••• L•• (registered 2025-11-10)Mar 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address