DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Total Wealth Planning, LLC

Former SEC-registered adviserCincinnati, OhioCRD 174434SEC 801-80853websiteIAPD
Latest filing Dec 26, 2025
First filing on the tape Jan 6, 2015 · 23 filings
SEC status approved since Jan 27, 2015
RAUM
$1.2B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
99%
$1.2B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.2B as of Dec 26, 2025
Mar 28, 2016$360M then
HNW client RAUM$1.0B as of Dec 26, 2025
Mar 12, 2018$379M then
State-registered IARs (5.B.3)16 as of Dec 26, 2025
Mar 28, 20166 then
Employees (5.A)20 as of Dec 26, 2025
Mar 28, 201611 then
Private funds: no history
RAUM +12% over the last fiscal year+13% a year over threeIARs 12 to 16
Practice profile
derived from the filing of Dec 26, 2025; every figure names its basis
RAUM per advisor
$73.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
49derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$394,161derivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
8.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+33%derivedItem 5.B.3 between annual amendments
Client growth, one year
+6.4%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Financial planning clients
625reportedItem 5.H
Custody
$19.8M, 27 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.0B87%
  • Individuals$143M12%
  • Charitable organizations$13.0M1.1%
Individual clients
356reported
HNW clients
421reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,989reported
Financial planning clients
625reported
Wrap fee programs
noreported
Custody of client assets
$19.8M for 27 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
15 left, 1 joined in 12 months
net -14 in 12 months0 left in 90 days0 joined in 90 days18 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Joseph Robert Lemmons · Membercontrol
    since 01/2015 · owns 25% to 50%
  • Norman Robert Siegmann · Cco And Membercontrol
    since 01/2015 · owns 25% to 50%
  • Dean David Wilder · Membercontrol
    since 01/2015 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Carmel, In001
Cincinnati, Oh · principal0014
Offices
Schedule D 1.F, the 25 largest
  • Carmel, IN2 employees
What changed
consecutive filings, newest first
  • Financial planning clients · More than 500 to More than 500
    Feb 28, 2025 to May 29, 2025
  • Accounts · 2,642 to 2,989
    Feb 27, 2024 to Feb 28, 2025
  • HNW clients · 350 to 421
    Feb 27, 2024 to Feb 28, 2025
  • Individual clients · 380 to 356
    Feb 27, 2024 to Feb 28, 2025
  • Assets in custody · $8.5M to $19.8M
    Feb 27, 2024 to Feb 28, 2025
  • Employees · 17 to 20
    Feb 27, 2024 to Feb 28, 2025
  • Financial planning clients · 251-500 to More than 500
    Feb 27, 2024 to Feb 28, 2025
  • State-registered IARs · 12 to 16
    Feb 27, 2024 to Feb 28, 2025
  • Discretionary RAUM · $998M to $1.1B
    Feb 27, 2024 to Feb 28, 2025
  • HNW RAUM · $864M to $1.0B
    Feb 27, 2024 to Feb 28, 2025
  • Individual RAUM · $155M to $143M
    Feb 27, 2024 to Feb 28, 2025
  • Non-discretionary RAUM · $57.5M to $65.2M
    Feb 27, 2024 to Feb 28, 2025
  • Pension RAUM · 5206822.0 to unset
    Feb 27, 2024 to Feb 28, 2025
  • RAUM · $1.1B to $1.2B
    Feb 27, 2024 to Feb 28, 2025
  • Accounts · 2,399 to 2,642
    Sep 19, 2023 to Feb 27, 2024
  • HNW clients · 308 to 350
    Sep 19, 2023 to Feb 27, 2024
  • Individual clients · 262 to 380
    Sep 19, 2023 to Feb 27, 2024
  • Assets in custody · $20.1M to $8.5M
    Sep 19, 2023 to Feb 27, 2024
  • State-registered IARs · 11 to 12
    Sep 19, 2023 to Feb 27, 2024
  • Discretionary RAUM · $820M to $998M
    Sep 19, 2023 to Feb 27, 2024
  • HNW RAUM · $705M to $864M
    Sep 19, 2023 to Feb 27, 2024
  • Individual RAUM · $131M to $155M
    Sep 19, 2023 to Feb 27, 2024
  • Non-discretionary RAUM · $46.6M to $57.5M
    Sep 19, 2023 to Feb 27, 2024
  • Pension RAUM · $4.8M to $5.2M
    Sep 19, 2023 to Feb 27, 2024
  • RAUM · $866M to $1.1B
    Sep 19, 2023 to Feb 27, 2024
  • Accounts · 1,931 to 2,399
    Aug 23, 2022 to Mar 2, 2023
  • Advisory employees · 11 to 16
    Aug 23, 2022 to Mar 2, 2023
  • HNW clients · 291 to 308
    Aug 23, 2022 to Mar 2, 2023
  • Individual clients · 173 to 262
    Aug 23, 2022 to Mar 2, 2023
  • Assets in custody · $25.0M to $20.1M
    Aug 23, 2022 to Mar 2, 2023
  • Employees · 15 to 17
    Aug 23, 2022 to Mar 2, 2023
  • Discretionary RAUM · $752M to $820M
    Aug 23, 2022 to Mar 2, 2023
  • HNW RAUM · $707M to $705M
    Aug 23, 2022 to Mar 2, 2023
  • Individual RAUM · $81.8M to $131M
    Aug 23, 2022 to Mar 2, 2023
  • Non-discretionary RAUM · $63.5M to $46.6M
    Aug 23, 2022 to Mar 2, 2023
  • Pension RAUM · unset to 4804229.0
    Aug 23, 2022 to Mar 2, 2023
  • RAUM · $816M to $866M
    Aug 23, 2022 to Mar 2, 2023
  • Accounts · 1,678 to 1,931
    Feb 2, 2021 to Mar 22, 2022
  • Advisory employees · 8 to 11
    Feb 2, 2021 to Mar 22, 2022
  • HNW clients · 191 to 291
    Feb 2, 2021 to Mar 22, 2022
Signals
24 dated events
  • Total Wealth Planning, Llc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $1.2B)
    Apr 1, 2026 · Left the SEC roster · derived
  • Marc James Wambaugh left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-10)
    Mar 23, 2026 · Advisor changed firm · fact
  • Christopher Charles Allen left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-10)
    Mar 23, 2026 · Advisor changed firm · fact
  • Robert Norman Siegmann left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-10)
    Mar 23, 2026 · Advisor changed firm · fact
  • David Dean Wilder left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-10)
    Mar 23, 2026 · Advisor changed firm · fact
  • Dawn Ellen Morley left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-14)
    Mar 23, 2026 · Advisor changed firm · fact
  • Dylan Micheal Sabol left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-10)
    Mar 23, 2026 · Advisor changed firm · fact
  • Jordan Curtis Nare left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-10)
    Mar 23, 2026 · Advisor changed firm · fact
  • Cedric Xavier Louit left Total Wealth Planning, Llc for Orion Portfolio Solutions, Llc (registered 2026-07-06)
    Mar 23, 2026 · Advisor changed firm · fact
  • Micah Peterson left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-10)
    Mar 23, 2026 · Advisor changed firm · fact
  • Madison Ann Krummen left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-10)
    Mar 23, 2026 · Advisor changed firm · fact
  • Jonathan William Andre left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-10)
    Mar 23, 2026 · Advisor changed firm · fact
  • Robert Joseph Lemmons left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-10)
    Mar 23, 2026 · Advisor changed firm · fact
  • Joel Alan Musser left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-10)
    Mar 23, 2026 · Advisor changed firm · fact
  • Amelia Ann West left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-12)
    Mar 23, 2026 · Advisor changed firm · fact
  • Total Wealth Planning, LLC's advisors moved to Cwm, LLC (Cincinnati, OH): 13 of 14 registered, on the same day
    Mar 23, 2026 · Firm absorbed (people side) · derived
  • Navarrus Hale left Total Wealth Planning, Llc for Empower Advisory Group, Llc (registered 2025-10-15)
    Oct 9, 2025 · Advisor changed firm · fact
  • Justin Paul Clapp left Total Wealth Planning, Llc for Nationwide Investment Advisors, Llc (registered 2025-12-08)
    Sep 16, 2025 · Advisor changed firm · fact
  • Holden Paul Varvel left Total Wealth Planning, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-08-05)
    Jul 28, 2025 · Advisor changed firm · fact
  • Melina Therese Young left Total Wealth Planning, Llc for Truepoint, Inc. (registered 2024-03-27)
    Mar 1, 2024 · Advisor changed firm · fact
  • Total Wealth Planning, Llc reported RAUM $815.7M, up 27% from $641.1M (2021-02-02 to 2022-03-22)
    Mar 22, 2022 · RAUM change · derived
  • Total Wealth Planning, Llc reported RAUM $558.9M, up 26% from $444.7M (2019-11-15 to 2020-03-16)
    Mar 16, 2020 · RAUM change · derived
  • Drr Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
    May 26, 2015 · Succession (Item 4) · fact
  • Drr Partners Llc filed its initial SEC registration (Form ADV)
    Jan 6, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026