DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••• E• D••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••••• E•••• D••••
At current firm
3 y
since Apr 24, 2023
In the industry
36 y
since Jul 13, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• W••••• A•••••••• L•• state registered currentsince Apr 24, 2023 · Westford, Ma
- P••• A••••• S••••••••• L•• BD affiliatedJun 30, 2003 to Mar 1, 2023 · Framingham, Ma
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to C••••••••• W••••• A•••••••• L••left Mar 1, 2023, registered Apr 24, 2023 (54 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- R••••• E• D•••• left P••• A••••• S••••••••• L•• for C••••••••• W••••• A•••••••• L•• (registered 2023-04-24)Mar 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address