DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

S•••• D• P••••••••

W•••• I••••••••• A•••••••• L••otherColumbus, Oh dual registrantIAPD 2064684

Certified Financial Planner

Feed of 09/15/2026

Also filed as Shaun D Patterson

At current firm

2 y

since Jun 28, 2024

In the industry

35 y

since Sep 19, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• I••••••••• A•••••••• L•• other current
since Jun 28, 2024 · Columbus, Oh
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jun 8, 2021 to Jul 25, 2024 · Columbus, Oh
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 5, 2009 to Jun 7, 2021 · Dublin, Oh
A••••••••• A•••••• S•••••••• I••• unclassified
Jun 25, 2003 to Oct 5, 2009 · Columbus, Oh
U•• F•••••••• S••••••• I••• wirehouse
Nov 4, 1998 to May 14, 2003 · Upper Arlington, Oh

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• I••••••••• A•••••••• L••
left Jul 25, 2024, registered Jun 28, 2024 (-27 days) · Other · moved with a team
A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jun 7, 2021, registered Jun 8, 2021 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to A••••••••• A•••••• S•••••••• I•••
left May 14, 2003, registered Jun 25, 2003 (42 days) · Other

Signals

S•••• D• P•••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W•••• I••••••••• A•••••••• L•• (registered 2024-06-28)
Jul 25, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address