J•• L•••• F••••••••

• O••••••••• S••••••••• I••• BD affiliated current
  since Feb 16, 2015 · Tampa, Fl
• U•• F•••••••• S••••••• I••• wirehouse
  Feb 9, 2007 to Jan 16, 2015 · Weehawken, Nj
• K•••••• C•••••• M•••••• I••• unclassified
  Oct 24, 2003 to Feb 9, 2007 · Bonita Springs, Fl

• U•• F•••••••• S••••••• I••• to O••••••••• S••••••••• I•••
  left Jan 16, 2015, registered Feb 16, 2015 (31 days) · Other
• K•••••• C•••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
  left Feb 9, 2007, registered Feb 9, 2007 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address