DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• D•••• B•••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedBoca Raton, Fldual registrantIAPD 2068025

Feed of 09/14/2026

At current firm

0 y

since Apr 23, 2026

In the industry

17 y

since Jun 25, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Apr 23, 2026 · Boca Raton, Fl
O•••• W•••••• I••• BD affiliated
Mar 4, 2024 to Apr 28, 2026 · New City, Ny
K••••• A••••••• S•••••••• L•• BD affiliated
Aug 19, 2020 to Mar 5, 2024 · Austin, Tx
L•• F•••••••• L•• BD affiliated
Nov 8, 2013 to Aug 26, 2020 · Beverly Hills, Ca
C••••••••• C•••••• unclassified
Aug 12, 2009 to Jan 22, 2014 · Beverly Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 28, 2026, registered Apr 23, 2026 (-5 days) · Affiliated broker-dealer or bank to another
K••••• A••••••• S•••••••• L•• to O•••• W•••••• I•••
left Mar 5, 2024, registered Mar 4, 2024 (-1 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••
left Aug 26, 2020, registered Aug 19, 2020 (-7 days) · Affiliated broker-dealer or bank to another
C••••••••• C•••••• to L•• F•••••••• L••
left Jan 22, 2014, registered Nov 8, 2013 (-75 days) · Other

Signals

J•••• D•••• B••• left O•••• W•••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-04-23)
Apr 28, 2026 · Advisor changed firm · fact
J•••• D•••• B••• left K••••• A••••••• S•••••••• L•• for O•••• W•••••• I••• (registered 2024-03-04)
Mar 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address