RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L••••• H•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Dec 8, 2025 · Venice, Fl
- C••••••••• F•••••••• N•••••• national BDSep 21, 2012 to Dec 9, 2025 · Waltham, Ma
- L•• F•••••••• L•• BD affiliatedNov 17, 1999 to Oct 8, 2012 · Mt. Sterling, Ky
- C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••left Dec 9, 2025, registered Dec 8, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Oct 8, 2012, registered Sep 21, 2012 (-17 days) · Other
- J•••• L••••• H••••••• left C••••••••• F•••••••• N•••••• for C••••• I••••••••• A••••••• L•• (registered 2025-12-08)Dec 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address