W••••• M••••• T•••••

C•••••• S••••• • C••• I•••national BDLexington, Kydual registrantIAPD 2069971

Feed of 09/14/2026

Also filed as Marc Taylor

At current firm

6 y

since Feb 3, 2020

In the industry

36 y

since Aug 28, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Feb 3, 2020 · Lexington, Ky
P•• W••••• M••••••••• BD affiliated
Nov 13, 2009 to Feb 10, 2020 · Lexinington, Ky
N•••••• I••••••••• I••• unclassified
May 16, 2007 to Nov 13, 2009 · Lexington, Ky

Moves

a registration end followed by a registration begin elsewhere

P•• W••••• M••••••••• to C•••••• S••••• • C••• I•••
left Feb 10, 2020, registered Feb 3, 2020 (-7 days) · Affiliated broker-dealer or bank to another
N•••••• I••••••••• I••• to P•• W••••• M•••••••••
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address