RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• D••••• G•••••
- M•••••• A••••• S••••••••• L•• BD affiliated currentsince Jan 13, 2020 · Watersound, Fl
- S••••• F•••••••• G•••• I•• formerFeb 25, 2016 to Jan 24, 2020 · Atlanta, Ga
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 9, 2015 to Jan 24, 2020 · Atlanta, Ga
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerDec 19, 2003 to Dec 1, 2015 · Atlanta, Ga
- C••••• I••••••••• A••••••• L•• to S••••• F•••••••• G•••• I••left Jan 24, 2020, registered Feb 25, 2016 (-1429 days) · Other
- S••••• F•••••••• G•••• I•• to M•••••• A••••• S••••••••• L••left Jan 24, 2020, registered Jan 13, 2020 (-11 days) · Affiliated broker-dealer or bank to independent RIA
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 1, 2015, registered Oct 9, 2015 (-53 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address