RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• J•• E••••••
- K••• P••••• L•• independent RIA currentsince Jan 30, 2023 · Huntsville, Al
- G•••••• F•••••••• P••••••• formerAug 27, 2014 to May 11, 2023 · Milford, Nh
- N•• A•••••• S•••••••• L•• formerJan 9, 2006 to Jun 17, 2014 · Manchester, Nh
- T•• T•••• C•••••••• unclassifiedMay 28, 1998 to Dec 31, 2004 · Manchester, Nh
- G•••••• F•••••••• P••••••• to K••• P••••• L••left May 11, 2023, registered Jan 30, 2023 (-101 days) · RIA to RIA · moved with a team
- N•• A•••••• S•••••••• L•• to G•••••• F•••••••• P•••••••left Jun 17, 2014, registered Aug 27, 2014 (71 days) · Other
- T•• T•••• C•••••••• to N•• A•••••• S•••••••• L••left Dec 31, 2004, registered Jan 9, 2006 (374 days) · Other
- J••••••• J•• E•••••• left G•••••• F•••••••• P••••••• for K••• P••••• L•• (registered 2023-01-30)May 11, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address