DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Keel Point, LLC
Latest filing Jun 8, 2026
First filing on the tape Mar 27, 2012 · 37 filings
SEC status approved since Aug 1, 2003
RAUM
$4.1B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
80%
$3.2B individuals and HNW
Advisors
48
registered through the firm on IAPD
RAUM per advisor
$84.9M
derived; firm RAUM over IAPD count
Employees
92
54 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
3
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$4.1B as of Jun 8, 2026
Mar 27, 2012$188M then
HNW client RAUM$3.0B as of Jun 8, 2026
Mar 30, 2018$989M then
State-registered IARs (5.B.3)48 as of Jun 8, 2026
Mar 27, 20120 then
Employees (5.A)92 as of Jun 8, 2026
Mar 25, 201316 then
Private funds3 as of Jun 8, 2026
Mar 30, 20153 then
RAUM +60% over the last fiscal year+16% a year over threeIARs 42 to 48
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $84.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $653,284derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 4.8derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -2.4%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Wrap fee program
- $181MreportedItem 5.I
- Custody
- $1.3B, 501 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.0B75%
- Corporations and businesses$417M10%
- Charitable organizations$278M6.8%
- Individuals$198M4.9%
- State and municipal entities$127M3.1%
- Pension and profit-sharing plans$11.2M0.3%
- Pooled investment vehicles$4200.0%
- Individual clients
- 714reported
- HNW clients
- 846reported
- Pension plan clients
- 6reported
- Charitable clients
- 7reported
- Accounts
- 6,236reported
- Financial planning clients
- 500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $1.3B for 501 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.1 related_bd=true related_bank=false bd_reps=41.0derived
Advisors registered through the firm
48 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Carl Mayes | Huntsville, Al | Aug 14, 2003 | 45 y | 1 |
| Kyle D FindlayCertified Financial Planner | Huntsville, Al | Dec 3, 2007 | 19 y | 1 |
| Jason D LandersCertified Financial Planner | Huntsville, Al | Apr 21, 2009 | 23 y | 1 |
| David L Little | Huntsville, Al | Aug 31, 2011 | 20 y | 2 |
| Thomas Patrick O Connor | Huntsville, Al | Dec 20, 2011 | 15 y | 0 |
| Edward Lyle Minton | Huntsville, Al | Apr 29, 2014 | 13 y | 0 |
| James Michael Perry | Huntsville, Al | Oct 3, 2014 | 29 y | 2 |
| Geoffrey Matthew Thornett | Vienna, Va | Jan 2, 2015 | 22 y | 2 |
| Steven Lynn Skancke | Huntsville, Al | Jan 6, 2015 | 42 y | 1 |
| Anthony Gerard BensonChartered Financial Analyst | Vienna, Va | Jan 8, 2015 | 15 y | 1 |
| David Melville Parks | Vienna, Va | Mar 4, 2015 | 37 y | 2 |
| Lisa Marie Wiseman | Huntsville, Al | May 1, 2015 | 27 y | 5 |
| Brian Scott Copeland | Huntsville, Al | Sep 1, 2015 | 22 y | 2 |
| Joseph Anthony MooreCertified Financial Planner | Vienna, Va | Sep 3, 2015 | 15 y | 0 |
| Andrew Michael Chapman | Huntsville, Al | Nov 6, 2015 | 14 y | 2 |
| Timothy William DoozanCertified Financial Planner | Lyman, Sc | Sep 7, 2016 | 17 y | 1 |
| Leroy Anderson Bizzell | Brentwood, Tn | Dec 27, 2016 | 26 y | 2 |
| Beverly Gwen Brackins | Brentwood, Tn | Jan 10, 2017 | 11 y | 1 |
| Tucker Vincent Braddock | Vienna, Va | Jan 31, 2017 | 28 y | 1 |
| Gisle Garmann SorliCertified Financial Planner | Huntsville, Al | Sep 28, 2017 | 21 y | 2 |
| Keith Mccauley Pendergrast | Huntsville, Al | Sep 29, 2017 | 12 y | 0 |
| Kyle Joseph Wegrzyn | Huntsville, Al | Jun 21, 2018 | 10 y | 1 |
| Robert George Burleson | Greenville, Nc | Oct 17, 2018 | 31 y | 3 |
| Matthew Edward Kerr | Huntsville, Al | Jan 2, 2020 | 10 y | 0 |
| Jonathan Jarrett Crawford | Birmingham, Al | Apr 17, 2020 | 20 y | 3 |
| Vanessa Renee Kraus | Vienna, Va | Oct 27, 2020 | 10 y | 0 |
| Aaron Ray EppardCertified Financial Planner | Vienna, Va | Jul 29, 2021 | 11 y | 0 |
| Matthew Martindale | Vienna, Va | Oct 4, 2021 | 10 y | 0 |
| Marissa Manzo TaylorCertified Financial Planner | Huntsville, Al | Nov 5, 2021 | 12 y | 0 |
| Amber Lavon Reed Christopher | Vienna, Va | Jul 29, 2022 | 21 y | 2 |
| Steven Richard O Leary | Mclean, Virginia, Va | Nov 17, 2022 | 31 y | 4 |
| Michael King Stanley | Huntsville, Al | Nov 22, 2022 | 12 y | 0 |
| Blake Waggoner | Huntsville, Al | Dec 2, 2022 | 13 y | 0 |
| Jacob Ryan Stewart | North Billerica, Ma | Jan 23, 2023 | 17 y | 5 |
| Jonathan Jay EdwardsChartered Financial Consultant | Huntsville, Al | Jan 30, 2023 | 35 y | 3 |
| Charles David RobinsonCertified Financial Planner | Cave Creek, Az | Mar 6, 2023 | 35 y | 3 |
| William Caleb ForeCertified Financial Planner | Huntsville, Al | Jun 13, 2023 | 12 y | 1 |
| Henry Cowan | Huntsville, Al | Jul 10, 2023 | 13 y | 0 |
| Brianna German Parker | Huntsville, Al | Jul 14, 2023 | 15 y | 0 |
| Michelle Cook | Huntsville, Al | Jan 9, 2024 | 27 y | 6 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months
Left, latest
- John Aaron Christensen to Storyone Family OfficeJul 15, 2024 · RIA to a newly registered adviser
- Cameron Bond to Storyone Family OfficeJul 15, 2024 · RIA to a newly registered adviser
- Madeline Rose Bayne to Storyone Family OfficeJul 15, 2024 · RIA to RIA
- Scott Alan Montes to Cloud Investments, LLCJan 31, 2024 · RIA to RIA
- Christina Diane Keys to Buckingham Strategic Wealth, LLCJul 3, 2023 · RIA to RIA
- Joseph Christian Williams to Capital Management LLCJun 2, 2023 · RIA to RIA
- Joseph R Agee to Morgan StanleyMar 31, 2023 · RIA to wirehouse
- Michael E Sullivan to T. Rowe Price Advisory Services, Inc.Mar 22, 2023 · RIA to affiliated broker-dealer or bank
- Zackery Barnett to Edward JonesJan 27, 2023 · RIA to affiliated broker-dealer or bank
- Kristy Jean Wade to Raymond James & Associates, Inc.Aug 10, 2022 · RIA to affiliated broker-dealer or bank
- Kay Renneisen Hughes to Cadaret Grant & Co IncJul 11, 2022 · RIA to affiliated broker-dealer or bank
- Christian Robert Polito to Spire Wealth Management, LLCApr 16, 2021 · RIA to affiliated broker-dealer or bank
- Kimberly Ruth Key to Cwa Naples, LLCAug 27, 2020 · RIA to RIA
- David T Canham to Spire Wealth Management, LLCJul 14, 2020 · RIA to affiliated broker-dealer or bank
- Caroline Gabig to LPL Financial LLCOct 16, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- Timothy Frederick Mullin from Wingate Wealth Advisors, Inc.Oct 8, 2025 · RIA to RIA
- Michelle Cook from Truist Advisory Services, Inc.Jan 9, 2024 · Affiliated broker-dealer or bank to independent RIA
- Madeline Rose Bayne from Kooman & AssociatesJan 9, 2024 · RIA to RIA
- William Caleb Fore from Thrivent Investment Management Inc.Jun 13, 2023 · Affiliated broker-dealer or bank to independent RIA
- Charles David Robinson from Sensible Money, LLCMar 6, 2023 · RIA to RIA
- Michael E Sullivan from Morgan StanleyFeb 8, 2023 · Wirehouse to independent RIA
- Jonathan Jay Edwards from Granite Financial PartnersJan 30, 2023 · RIA to RIA
- Jacob Ryan Stewart from Granite Financial PartnersJan 23, 2023 · RIA to RIA
- Steven Richard O Leary from Valic Financial Advisors, Inc.Nov 17, 2022 · Affiliated broker-dealer or bank to independent RIA
- Amber Lavon Reed Christopher from Lucia Capital GroupJul 29, 2022 · Other
- Joseph Christian Williams from Raymond James Financial Services Advisors, IncDec 9, 2021 · Affiliated broker-dealer or bank to independent RIA
- Zackery Barnett from Harlow Wealth Management, Inc.May 7, 2021 · RIA to RIA
- Jonathan Jarrett Crawford from Bb&T Securities, LLCApr 17, 2020 · Affiliated broker-dealer or bank to independent RIA
- Joseph R Agee from Morgan StanleyMar 1, 2019 · Wirehouse to independent RIA
- Robert George Burleson from Cambridge Investment Research Advisors, Inc.Oct 17, 2018 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Storyone Family OfficeJul 15, 2024 · Leawood, Ks
- 2 joined from Granite Financial PartnersMay 11, 2023 · Milford, Nh
- 2 joined from Wfg Advisors, LPDec 27, 2016 · Brentwood, Tn
- 2 joined from Morgan StanleyMay 13, 2015 · Huntsville, Al
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Keel Point - Ejf Distressed Fund II, LLCno longer reported | Hedge Fund | $46.9M | 86 | Mar 30, 2012 |
| Kpam Tactical Alpha Fund, LP | Hedge Fund | $32.1M | 22 | Mar 31, 2021 |
| Endeavor Private Credit Fund I, LP | $1.5M | 5 | Jun 8, 2026 | |
| Keel Point Distressed Access Fund, LLC | Private Equity Fund | $641,272 | 12 | Mar 30, 2012 |
| Private Capital Fundingno longer reported | Private Equity Fund | $5,821 | 4 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Lindsay Michael Bates · Cco / General Counselcontrolsince 02/2023 · owns less than 5%
- Robert Jason Blount · Cfocontrolsince 03/2023 · owns less than 5%
- Carl Robert Mayes · Chief Executive Officercontrolsince 07/2003 · owns less than 5%
- Lyle Edward Minton · Chief Investment Officercontrolsince 01/2015 · owns less than 5%
- Melville David Parks · Executive Chairmancontrolsince 01/2015 · owns less than 5%
- Michael James Perry · Presidentcontrolsince 12/2014 · owns less than 5%
Entity owners
- Keel Point Partners, LLC · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Keel Point Capital, LLCbroker-dealery
- Keel Point Insurance Advisors, LLCreal estaten
- Keel Point Trading, LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Huntsville, Al · principal | 33 | 1 | 0 | ||
| Vienna, Va | 11 | 1 | 0 | ||
| Brentwood, Tn | 3 | 0 | 0 | ||
| Mclean, Va | 2 | 2 | 0 | ||
| Milford, Nh | 2 | 1 | 0 | ||
| Leawood, Ks | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Mclean, VA12 employees
- Milford, NH6 employees
- Chattanooga, TN3 employees
- Brentwood, TN3 employees
- Leawood, KS2 employees
- , 1 employees
- Greenville, NC1 employees
- Birmingham, AL1 employees
What changed
consecutive filings, newest first
- Accounts · 5,626 to 6,236May 29, 2025 to Jun 8, 2026
- Advisory employees · 39 to 54May 29, 2025 to Jun 8, 2026
- BD registered reps · 39 to 41May 29, 2025 to Jun 8, 2026
- Charity clients · 5 to 7May 29, 2025 to Jun 8, 2026
- Corporate clients · 34 to 37May 29, 2025 to Jun 8, 2026
- HNW clients · 757 to 846May 29, 2025 to Jun 8, 2026
- Individual clients · 718 to 714May 29, 2025 to Jun 8, 2026
- Pooled vehicle clients · 2 to 1May 29, 2025 to Jun 8, 2026
- Assets in custody · $1.1B to $1.3BMay 29, 2025 to Jun 8, 2026
- Employees · 76 to 92May 29, 2025 to Jun 8, 2026
- State-registered IARs · 39 to 48May 29, 2025 to Jun 8, 2026
- Other offices · 8 to 9May 29, 2025 to Jun 8, 2026
- Private funds · 2 to 3May 29, 2025 to Jun 8, 2026
- Discretionary RAUM · $3.2B to $3.8BMay 29, 2025 to Jun 8, 2026
- HNW RAUM · $2.5B to $3.0BMay 29, 2025 to Jun 8, 2026
- Individual RAUM · $198M to $198MMay 29, 2025 to Jun 8, 2026
- Non-discretionary RAUM · $230M to $254MMay 29, 2025 to Jun 8, 2026
- Pension RAUM · $9.1M to $11.2MMay 29, 2025 to Jun 8, 2026
- Pooled vehicle RAUM · $4.9M to $420May 29, 2025 to Jun 8, 2026
- RAUM · $3.5B to $4.1BMay 29, 2025 to Jun 8, 2026
- Accounts · 5,548 to 5,626Mar 29, 2024 to May 29, 2025
- Advisory employees · 45 to 39Mar 29, 2024 to May 29, 2025
- BD registered reps · 45 to 39Mar 29, 2024 to May 29, 2025
- Charity clients · 7 to 5Mar 29, 2024 to May 29, 2025
- Corporate clients · 40 to 34Mar 29, 2024 to May 29, 2025
- HNW clients · 709 to 757Mar 29, 2024 to May 29, 2025
- Individual clients · 792 to 718Mar 29, 2024 to May 29, 2025
- Pension plan clients · 7 to 6Mar 29, 2024 to May 29, 2025
- Employees · 83 to 76Mar 29, 2024 to May 29, 2025
- Financial planning clients · More than 500 to More than 500Mar 29, 2024 to May 29, 2025
- State-registered IARs · 41 to 39Mar 29, 2024 to May 29, 2025
- Discretionary RAUM · $2.8B to $3.2BMar 29, 2024 to May 29, 2025
- HNW RAUM · $2.0B to $2.5BMar 29, 2024 to May 29, 2025
- Individual RAUM · $205M to $198MMar 29, 2024 to May 29, 2025
- Non-discretionary RAUM · $92.3M to $230MMar 29, 2024 to May 29, 2025
- Pension RAUM · $7.1M to $9.1MMar 29, 2024 to May 29, 2025
- Pooled vehicle RAUM · $33.8M to $4.9MMar 29, 2024 to May 29, 2025
- RAUM · $2.9B to $3.5BMar 29, 2024 to May 29, 2025
- Accounts · 4,850 to 5,548Sep 5, 2023 to Mar 29, 2024
- Advisory employees · 47 to 45Sep 5, 2023 to Mar 29, 2024
Signals
20 dated events
- Cameron Bond left Keel Point, Llc for Storyone Family Office (registered 2024-06-19)Jul 15, 2024 · Advisor changed firm · fact
- John Aaron Christensen left Keel Point, Llc for Storyone Family Office (registered 2024-06-19)Jul 15, 2024 · Advisor changed firm · fact
- Madeline Rose Bayne left Keel Point, Llc for Storyone Family Office (registered 2026-02-27)Jul 15, 2024 · Advisor changed firm · fact
- 3 advisors left Keel Point, LLC (Leawood, KS) for Storyone Family Office on the same dayJul 15, 2024 · Team lift-out · derived
- Robert Jason Blount (Cfo) appeared on Schedule A of Keel Point, LlcMar 29, 2024 · Control person joined · fact
- Scott Alan Montes left Keel Point, Llc for Cloud Investments, Llc (registered 2024-01-26)Jan 31, 2024 · Advisor changed firm · fact
- Christina Diane Keys left Keel Point, Llc for Buckingham Strategic Wealth, Llc (registered 2023-08-11)Jul 3, 2023 · Advisor changed firm · fact
- Joseph Christian Williams left Keel Point, Llc for Capital Management Llc (registered 2023-06-15)Jun 2, 2023 · Advisor changed firm · fact
- 2 advisors left Granite Financial Partners (Milford, NH) for Keel Point, LLC on the same dayMay 11, 2023 · Team lift-out · derived
- Joseph R Agee left Keel Point, Llc for Morgan Stanley (registered 2024-03-05)Mar 31, 2023 · Advisor changed firm · fact
- Michael E Sullivan left Keel Point, Llc for T. Rowe Price Advisory Services, Inc. (registered 2024-09-16)Mar 22, 2023 · Advisor changed firm · fact
- Lindsay Michael Bates (Chief Compliance Officer) appeared on Schedule A of Keel Point, LlcMar 8, 2023 · Control person joined · fact
- Zackery Barnett left Keel Point, Llc for Edward Jones (registered 2025-03-13)Jan 27, 2023 · Advisor changed firm · fact
- Kristy Jean Wade left Keel Point, Llc for Raymond James & Associates, Inc. (registered 2022-09-09)Aug 10, 2022 · Advisor changed firm · fact
- Louis Clinton Ward (Chief Compliance Officer) no longer on Schedule A of Keel Point, Llc (listed 2022-07-06, absent 2022-08-05)Aug 5, 2022 · Control person left · inference
- Kay Renneisen Hughes left Keel Point, Llc for Cadaret Grant & Co Inc (registered 2022-07-01)Jul 11, 2022 · Advisor changed firm · fact
- Louis Clinton Ward (Chief Compliance Officer) appeared on Schedule A of Keel Point, LlcMar 31, 2021 · Control person joined · fact
- Keel Point, Llc reported 42 state-registered advisory representatives, up from 32 (2018-05-17 to 2019-03-29)Mar 29, 2019 · Advisor headcount change · derived
- Bonham William Scoggins (Chief Operations Officer) no longer on Schedule A of Keel Point, Llc (listed 2018-05-17, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Keel Point, Llc reported RAUM $2.2B, up 26% from $1.7B (2017-09-06 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Keel Point, LLC · Independent Sponsorsshared crd · capital_provider
- Keel Point, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/KEELPOINTreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/granite-financial-partners/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- gfpnh.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 256-704-5111reportedpublic record, Form ADV, Jun 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026