RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A• R••••
- M••••• W••••• M••••••••• L•• state registered currentsince Nov 4, 2021 · Drexel Hill, Pa
- F•••• F•••••••• M••••••••• L• independent RIASep 17, 2019 to Nov 2, 2021 · Lombard, Il
- M•• F•••••••• P•••••••• L•• unclassifiedApr 11, 2019 to Sep 4, 2019 · Washington, Dc
- C••••••• • C• I•• formerOct 13, 2018 to Mar 21, 2019 · Mclean, Va
- M•• F•••••••• P•••••••• L•• unclassifiedMar 23, 2017 to Jul 16, 2018 · Washington, Dc
- S••• F•••••••• A••••••• formerApr 8, 2014 to Oct 12, 2016 · Mclean, Va
- C•••••• F•••••••• A•••••••• L•• formerNov 8, 2012 to Jan 13, 2014 · Reston, Va
- M•• W••••• M••••••••• L•• formerApr 15, 2009 to Oct 26, 2012 · Bethesda, Md
- A• G• E•••••• • S•••• I••• unclassifiedMar 25, 2002 to Jan 26, 2004 · Washington, Dc
- F•••• F•••••••• M••••••••• L• to M••••• W••••• M••••••••• L••left Nov 2, 2021, registered Nov 4, 2021 (2 days) · RIA to a state-registered adviser
- M•• F•••••••• P•••••••• L•• to F•••• F•••••••• M••••••••• L•left Sep 4, 2019, registered Sep 17, 2019 (13 days) · Other
- C••••••• • C• I•• to M•• F•••••••• P•••••••• L••left Mar 21, 2019, registered Apr 11, 2019 (21 days) · Other
- M•• F•••••••• P•••••••• L•• to C••••••• • C• I••left Jul 16, 2018, registered Oct 13, 2018 (89 days) · Other
- S••• F•••••••• A••••••• to M•• F•••••••• P•••••••• L••left Oct 12, 2016, registered Mar 23, 2017 (162 days) · Other
- C•••••• F•••••••• A•••••••• L•• to S••• F•••••••• A•••••••left Jan 13, 2014, registered Apr 8, 2014 (85 days) · Other
- M•• W••••• M••••••••• L•• to C•••••• F•••••••• A•••••••• L••left Oct 26, 2012, registered Nov 8, 2012 (13 days) · Other
- A• G• E•••••• • S•••• I••• to M•• W••••• M••••••••• L••left Jan 26, 2004, registered Apr 15, 2009 (1906 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address