RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M•••••• C•••
- C••• F•••••••• G•••• independent RIA currentsince Mar 8, 2022 · Worcester, Ma
- L•••• A••••••• G•••• unclassifiedMay 12, 2017 to Sep 22, 2021 · Worcester, Ma
- P•••••• A•••••• G••••• L•• BD affiliatedOct 15, 2012 to Mar 2, 2022 · Worcester, Ma
- P•••••• A•••••• G••••• L•• to L•••• A••••••• G••••left Mar 2, 2022, registered May 12, 2017 (-1755 days) · Other · moved with a team
- L•••• A••••••• G•••• to C••• F•••••••• G••••left Sep 22, 2021, registered Mar 8, 2022 (167 days) · Other · moved with a team
- R•••••• M•••••• C••• left P•••••• A•••••• G••••• L•• for L•••• A••••••• G•••• (registered 2017-05-12)Mar 2, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address